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Adviser Profile

As of Date 03/06/2025
Adviser Type - Large advisory firm
Number of Employees 4
of those in investment advisory functions 3 50.00%
Registration SEC, Approved, 06/26/2015
Other registrations (2)
AUM* 417,929,595 29.03%
of that, discretionary 347,256,605 30.57%
Private Fund GAV* 0
Avg Account Size 1,698,901 0.71%
% High Net Worth 62.03% -10.13%
SMA’s Yes
Private Funds 0
Contact Info 612 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

272M 233M 194M 155M 117M 78M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD GROWTH ETF $ Position$36,046,563 % Position24.00% $ Change6.00% # Change-10.00%
Stck Ticker922908744 Stock NameVANGUARD VALUE ETF $ Position$35,116,205 % Position23.00% $ Change-6.00% # Change-8.00%
Stck Ticker922908512 Stock NameVANGUARD MID-CAP VALUE ETF $ Position$13,976,304 % Position9.00% $ Change12.00% # Change9.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$10,043,158 % Position7.00% $ Change # Change
Stck Ticker921932794 Stock NameVANGUARD S&P SMALL-CAP 600 GROWTH ETF $ Position$8,228,776 % Position5.00% $ Change21.00% # Change13.00%
Stck Ticker922042858 Stock NameVANGUARD FTSE EMERGING MARKETS ETF $ Position$5,519,785 % Position4.00% $ Change16.00% # Change6.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$4,498,557 % Position3.00% $ Change-8.00% # Change0.00%
Stck Ticker464287481 Stock NameISHARES RUSSELL MID-CAP GROWTH ETF $ Position$3,934,213 % Position3.00% $ Change17.00% # Change-1.00%
Stck Ticker46432F834 Stock NameISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF $ Position$4,082,741 % Position3.00% $ Change16.00% # Change5.00%
Stck Ticker464287101 Stock NameISHARES S&P 100 ETF $ Position$2,350,191 % Position2.00% $ Change12.00% # Change0.00%

Brochure Summary