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Adviser Profile

As of Date 02/28/2025
Adviser Type - Large advisory firm
Number of Employees 3 50.00%
of those in investment advisory functions 3 50.00%
Registration SEC, Approved, 11/12/2021
AUM* 224,447,180 29.73%
of that, discretionary 218,711,561 37.04%
Private Fund GAV* 0
Avg Account Size 2,313,888 24.38%
% High Net Worth 55.14% -6.76%
SMA’s No
Private Funds 0
Contact Info 925 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

205M 176M 146M 117M 88M 59M 29M
2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287614 Stock NameISHARES TR $ Position$20,903,563 % Position16.00% $ Change10.00% # Change-6.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,157,893 % Position12.00% $ Change39.00% # Change-5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$12,859,936 % Position10.00% $ Change28.00% # Change-4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,373,769 % Position10.00% $ Change-14.00% # Change-7.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,232,370 % Position7.00% $ Change13.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$6,184,140 % Position5.00% $ Change-7.00% # Change-19.00%
Stck Ticker22160K105 Stock NameCOSTCO WHSL CORP NEW $ Position$4,193,228 % Position3.00% $ Change3.00% # Change-1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$3,235,409 % Position3.00% $ Change19.00% # Change8.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$3,591,124 % Position3.00% $ Change-13.00% # Change-8.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$3,229,588 % Position3.00% $ Change20.00% # Change1.00%

Brochure Summary