9AT: AUGUSTINE ASSET MANAGEMENT INC

AUGUSTINE ASSET MANAGEMENT INC

other names

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Adviser Profile

As of Date	03/28/2025
Adviser Type - Large advisory firm
Number of Employees	7
of those in investment advisory functions	5 -16.67%
Registration	SEC, Approved, 02/05/1985

AUM^*	660,230,137 59.09%
of that, discretionary	628,292,347 65.87%
Private Fund GAV^*	0
Avg Account Size	1,606,399 52.12%
% High Net Worth	86.49% -1.16%
SMA’s	Yes
Private Funds	0
Contact Info	904 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

379M 325M 271M 216M 162M 108M 54M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

FIRM PROFILE Augustine Asset Management, Inc. (Augustine) was founded in 1985 and is a privately owned investment management firm registered with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. Augustine oversees $477 million in assets under management, including $26 million on a non- discretionary basis, in 408 accounts representing 79 client relationships as of December 31, 2023. The firm is a fee only investment manager exclusively engaging in investment and portfolio management services. Augustine serves high net worth individuals and families and institutions such as corporations, retirement plans, government entities, and charitable nonprofit entities. Augustine’s

senior decision makers have experience at world-class investment firms and have shared insights over long careers in investments to form a cohesive team and a robust decision- making process. These senior members each have over 20 years of investment experience and collaborate in a philosophically consistent and nimble structure to allow for unearthing opportunities that may be missed by a more rigid environment. MISSION STATEMENT Assisting our clients in achieving their financial objectives is our firm’s mission. Understanding client goals and risk preference, managing portfolio assets in a prudent manner, and providing a high level of service and support are our fiduciary responsibilities and the focus of our experienced team of investment and client service professionals.