Adviser Profile

As of Date 09/22/2024
Registration status Terminated
ADV Location FORT COLLINS, CO, United States
Contact Info 866 xxxxxxx
Websites
AUM* 1,705,072,580 16%
of that, discretionary 1,671,805,684 15%
Number of Employees 13
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 2,076,824 266%
% High Net Worth 21.22% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 955M 716M 478M 239M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$42,680,981 % Position7.00% $ Change11.00% # Change6.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$45,324,988 % Position7.00% $ Change-2.00% # Change0.00%
Stck Ticker53656F847 Stock NameLISTED FD TR $ Position$38,488,620 % Position6.00% $ Change-10.00% # Change-5.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$34,953,901 % Position5.00% $ Change7.00% # Change2.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$17,575,166 % Position3.00% $ Change0.00% # Change1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$22,559,078 % Position3.00% $ Change-4.00% # Change-2.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$10,132,011 % Position2.00% $ Change-1.00% # Change4.00%
Stck Ticker726503105 Stock NamePLAINS ALL AMERN PIPELINE L $ Position$10,149,070 % Position2.00% $ Change3.00% # Change1.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$10,033,892 % Position2.00% $ Change-3.00% # Change-2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$11,170,436 % Position2.00% $ Change2.00% # Change-2.00%

Brochure Summary