| As of Date | 03/18/2026 |
| Registration | SEC, Approved, 12/30/1994 |
| ADV Location | CHICAGO, IL, United States |
| Contact Info | 312 xxxxxxx |
| Websites |
| AUM* | 302,333,577 12% |
| of that, discretionary | 300,094,279 14% |
| Number of Employees | 6 |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 959,789 2% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PLANTE MORAN | Filing Date01/09/2026 | Form ADV-E View Report |
| Accounting Firm Name PLANTE MORAN | Filing Date09/13/2024 | Form ADV-E View Report |
| Accounting Firm Name PLANTE MORAN | Filing Date08/23/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PENN MUTUAL ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM42.3b | #Funds- | |
| Adviser DUPONT CAPITAL MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund130.1m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV130.1m | AUM10.1b | #Funds5 | |
| Adviser MARQUETTE ASSOCIATES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM47.1b | #Funds- | |
| Adviser AEGON ASSET MANAGEMENT US | Hedge Fund- | Liquidity Fund- | Private Equity Fund440.4m | Real Estate Fund- | Securitized Asset Fund5.9b | Venture Capital Fund- | Other Fund1.3b | Total Private Fund GAV7.7b | AUM88.8b | #Funds19 | |
| Adviser MERCER INVESTMENTS LLC | Hedge Fund1.4b | Liquidity Fund- | Private Equity Fund7.4b | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund11.5b | Total Private Fund GAV20.3b | AUM226.0b | #Funds45 | |
| Adviser FINDEC WEALTH SERVICES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM627.9m | #Funds- | |
| Adviser MACKAY SHIELDS LLC | Hedge Fund12.0b | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund255.5m | Total Private Fund GAV12.2b | AUM159.5b | #Funds25 | |
| Adviser MANE GLOBAL CAPITAL MANAGEMENT LP | Hedge Fund537.2m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV537.2m | AUM2.9b | #Funds5 | |
| Adviser OASIS INVESTMENT STRATEGIES LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM5.7b | #Funds- | |
| Adviser NATIONAL INVESTMENT SERVICES OF AMERICA, LLC | Hedge Fund1.0b | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund6.7b | Total Private Fund GAV7.7b | AUM16.3b | #Funds12 |