9AT: PLATINUM ASSET MANAGEMENT

Adviser Profile

As of Date	01/14/2026
Registration status	Terminated
ADV Location	SYDNEY, Australia
Contact Info	61 xxxxxxx
Websites

AUM^*	5,038,501,931 -29%
of that, discretionary	5,038,501,931 -29%
Number of Employees	82 -14%
of those in investment advisory functions	22 -12%
Private Fund GAV^*	0 -100%
Avg Account Size	359,892,995 -18%
SMA’s	Yes
Private Funds	0 7

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LMR PARTNERS LLC	Hedge Fund374.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV374.1b	AUM140.1b	#Funds10
Adviser T. ROWE PRICE AUSTRALIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.7b	#Funds-
Adviser WALLEYE CAPITAL LLC	Hedge Fund53.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV53.3b	AUM52.1b	#Funds13
Adviser AGL CREDIT MANAGEMENT LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund95.1m	Real Estate Fund-	Securitized Asset Fund23.5b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV25.0b	AUM25.8b	#Funds53
Adviser TWINBEECH CAPITAL LP	Hedge Fund2.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM2.5b	#Funds3
Adviser GAMCO ASSET MANAGEMENT INC.	Hedge Fund331.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV331.0m	AUM11.7b	#Funds1
Adviser K2/D&S MANAGEMENT CO., L.L.C.	Hedge Fund3.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7b	AUM6.5b	#Funds48
Adviser ALLEN INVESTMENT MANAGEMENT, LLC	Hedge Fund570.1k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV570.1k	AUM16.9b	#Funds1
Adviser GENERATION INVESTMENT MANAGEMENT US LLP	Hedge Fund7.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.9b	AUM10.5b	#Funds3
Adviser ARISTEIA CAPITAL, LLC	Hedge Fund10.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.6b	AUM13.7b	#Funds5

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker98980A105	Stock NameZTO EXPRESS CAYMAN INC	$ Position$44,628,562	% Position11.00%	$ Change-11.00%	# Change0.00%
Stck Ticker512807306	Stock NameLAM RESEARCH CORP	$ Position$20,123,412	% Position5.00%	$ Change103.00%	# Change0.00%
Stck Ticker595112103	Stock NameMICRON TECHNOLOGY INC	$ Position$20,525,585	% Position5.00%	$ Change157.00%	# Change-25.00%
Stck Ticker25445D101	Stock NameDINGDONG CAYMAN LTD	$ Position$12,518,959	% Position3.00%	$ Change-25.00%	# Change0.00%
Stck Ticker89677Q107	Stock NameTRIP COM GROUP LTD	$ Position$14,020,533	% Position3.00%	$ Change-26.00%	# Change-7.00%
Stck Ticker65487X102	Stock NameNOAH HLDGS LTD	$ Position$9,926,184	% Position2.00%	$ Change1.00%	# Change0.00%
Stck TickerM2029K104	Stock NameBIRKENSTOCK HOLDING PLC	$ Position$9,036,300	% Position2.00%	$ Change-8.00%	# Change-24.00%
Stck TickerG0593M107	Stock NameASTRAZENECA PLC	$ Position$8,997,357	% Position2.00%	$ Change-3.00%	# Change0.00%
Stck Ticker03770N101	Stock NameAPOGEE THERAPEUTICS INC	$ Position$7,740,017	% Position2.00%	$ Change58.00%	# Change0.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$8,689,091	% Position2.00%	$ Change23.00%	# Change0.00%

Brochure Summary

Overview

Platinum Investment Management Limited, trading as Platinum Asset Management (“Platinum”) is an Australia-based investment manager that focuses on one asset class - international equities. Our central endeavour is to achieve absolute returns over the long term for our investors by investing in undervalued listed (and unlisted) investments around the world. This is complemented by quarterly communication, which attempts to keep investors abreast of our perspective and portfolio positioning. Platinum is ultimately owned by Platinum Asset Management Limited (ABN 13 050 064 287), a company listed on the Australian Securities Exchange. Platinum is wholly owned by Platinum Asset Pty Ltd, an Australian private holding company and a dormant company with no operating activity. Platinum provides investment advisory services to U.S. and non-U.S. clients (collectively “clients”) and investors within the pooled investments vehicles (“Funds”). In providing services to non-U.S. clients and investors, Platinum holds an Australian Financial Services Licence pursuant to section 913B of the Corporations Act 2001 and is subject to other non-U.S. regulation. Platinum’s wholy owned subsidiary Platinum GP Pty Limited is the general

partner of a number of Delaware limited partnerships. Platinum provides investment advisory services to these investment vehicles. As of 31 August 2023, Platinum managed approximately USD 11 billion of client money. All assets are managed on a discretionary basis. Our investment management services can be tailored to meet the needs of our clients or prospective clients. Platinum exercises investment discretion over individually managed accounts (“Client Portfolios”) subject to the specific restrictions in the investment management agreements (e.g. restrictions around the type of securities that can be held in a portfolio or counterparties that can be used for security transactions) so long as they are clear and not overly burdensome or restrictive. Platinum also offers investment advisory services in the form of Funds. Each Fund has an investment objective and a set of investment policies and/or guidelines that Platinum must follow. For this reason, Platinum does not tailor the investment advisory services provided to the Funds to meet individual investor needs. In addition, Platinum cannot impose individual investment restrictions on the investment strategies for underlying investors in the Funds.

PLATINUM ASSET MANAGEMENT

PLATINUM ASSET MANAGEMENT

PLATINUM INVESTMENT MANAGEMENT LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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PLATINUM ASSET MANAGEMENT PLATINUM ASSET MANAGEMENT PLATINUM INVESTMENT MANAGEMENT LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

PLATINUM ASSET MANAGEMENT

PLATINUM ASSET MANAGEMENT

PLATINUM INVESTMENT MANAGEMENT LIMITED