9AT: ARISTEIA CAPITAL, LLC

other names

ARISTEIA CAPITAL, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 07/13/2005
ADV Location	GREENWICH, CT, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	13,734,838,866 -7%
of that, discretionary	13,734,838,866 13%
Private Fund GAV^*	10,626,491,870 -3%
Avg Account Size	2,746,967,773 36%
SMA’s	No
Private Funds	5 1

Adviser Type

- Large advisory firm

Number of Employees 65 7%

of those in investment advisory functions 24 14%

Client Types

- Pooled investment vehicles
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count5	GAV$10,626,491,870

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LMR PARTNERS LLC	Hedge Fund374.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV374.1b	AUM140.1b	#Funds9
Adviser LOANCORE CAPITAL CREDIT ADVISOR LLC	Hedge Fund7.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.9b	AUM7.9b	#Funds2
Adviser AGL CREDIT MANAGEMENT LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund95.1m	Real Estate Fund-	Securitized Asset Fund23.5b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV25.0b	AUM25.8b	#Funds54
Adviser TWINBEECH CAPITAL LP	Hedge Fund2.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.5b	AUM2.5b	#Funds3
Adviser KIRKOSWALD ASSET MANAGEMENT LLC	Hedge Fund21.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund58.0m	Total Private Fund GAV21.8b	AUM27.2b	#Funds17
Adviser SYLEBRA CAPITAL LLC	Hedge Fund2.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.9b	AUM2.9b	#Funds6
Adviser GAMCO ASSET MANAGEMENT INC.	Hedge Fund331.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV331.0m	AUM11.7b	#Funds1
Adviser GERBER/TAYLOR MANAGEMENT LLC	Hedge Fund10.7b	Liquidity Fund-	Private Equity Fund400.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV11.1b	AUM11.4b	#Funds41
Adviser CULLEN CAPITAL MANAGEMENT, LLC	Hedge Fund23.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV23.8m	AUM11.6b	#Funds3
Adviser K2/D&S MANAGEMENT CO., L.L.C.	Hedge Fund3.5b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.5b	AUM6.5b	#Funds49

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker78454L100	Stock NameSM Energy Company	$ Position$338,048,758	% Position7.00%	$ Change4995.00%	# Change2956.00%
Stck Ticker594972AS0	Stock NameStrategy Inc	$ Position$266,602,298	% Position6.00%	$ Change19.00%	# Change18.00%
Stck TickerM98068105	Stock NameWix.com Ltd.	$ Position$257,213,259	% Position5.00%	$ Change	# Change
Stck Ticker44891N208	Stock NameIAC Inc.	$ Position$236,530,745	% Position5.00%	$ Change6.00%	# Change4.00%
Stck Ticker78462F103	Stock NameSPDR S&P 500 ETF Trust (PUT)	$ Position$178,843,500	% Position4.00%	$ Change-56.00%	# Change-54.00%
Stck Ticker46090E103	Stock NameInvesco QQQ Trust Series 1 (PUT)	$ Position$158,724,500	% Position3.00%	$ Change-75.00%	# Change-73.00%
Stck Ticker40131MAB5	Stock NameGuardant Health, Inc.	$ Position$138,614,108	% Position3.00%	$ Change13.00%	# Change18.00%
Stck TickerM98068105	Stock NameWix.com Ltd. (PUT)	$ Position$130,601,500	% Position3.00%	$ Change	# Change
Stck Ticker422806208	Stock NameHEICO Corporation	$ Position$122,513,892	% Position3.00%	$ Change-45.00%	# Change-35.00%
Stck Ticker30034WAD8	Stock NameEvergy, Inc.	$ Position$149,877,750	% Position3.00%	$ Change156.00%	# Change131.00%

Brochure Summary

Overview

Aristeia Capital, L.L.C. (also referred to as Aristeia Capital), founded in 1997, is an investment services firm specializing in investment management for pooled investment vehicles. All of our clients are pooled investment vehicles. The principal owner of Aristeia Capital is Aristeia Holdings, L.P. Anthony M. Frascella, William R. Techar, Robert H. Lynch, Jr., Kevin C. Toner and Aristeia Holdings GP LLC own Aristeia Holdings, L.P. Aristeia Capital maintains offices in Greenwich, Connecticut and New York City. In providing our advisory services to pooled investment vehicles, we focus on investments in the credit markets and other opportunities that we think exhibit attractive return profiles. We strive to employ a dynamic approach to managing our clients’ portfolios by actively managing our clients’ positions to extract profits and attempt to mitigate risk through a variety of investment strategies. We use a combination of mathematical and statistical modeling and fundamental research and analysis to determine our target investments. Advisory Clients Our firm’s advisory clients fall into three categories: 1. Private funds

sponsored and controlled by Aristeia Capital for a variety of investors (referred to as the “Aristeia Funds”); 2. Pooled investment vehicles sponsored by unaffiliated institutions (referred to as the “Dedicated Funds”); and 3. Separately managed accounts (referred to as the “SMAs”). Our firm tailors our advisory services to the individual needs of our clients. Our portfolio managers adhere to the investment strategy set forth in each client’s Private Placement Memorandum and/or other governing documents. Our clients’ Private Placement Memoranda and/or other governing documents allow for investing in a broad array of securities and financial instruments to the end of achieving their investment objectives, subject to any investment guidelines and restrictions agreed upon with each client. We do not participate in wrap fee programs. The amount of net client assets that we manage on a discretionary basis is $6,682,411,059 as of December 31, 2023. This figure includes the assets held in the Aristeia Funds and the Dedicated Funds, as well as the SMAs that we managed on such date. We do not manage any client assets on a non-discretionary basis.

ARISTEIA CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview