9AT: MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

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MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED

Adviser Profile

As of Date	03/30/2026
ADV Location	HONG KONG, Hong Kong
Adviser Type - Large advisory firm
Number of Employees	64 -2%
of those in investment advisory functions	21 5%
Registration	SEC, Approved, 02/09/2010

AUM^*	7,870,338,902 67%
of that, discretionary	420,681,722 -91%
Private Fund GAV^*	0
Avg Account Size	89,435,669 59%
SMA’s	Yes
Private Funds	0
Contact Info	852 xxxxxxx
Websites

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

9B 8B 7B 5B 4B 3B 1B

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

4.A – Firm Description and Principal Owners Mirae Asset Global Investments (Hong Kong) Limited (the “Adviser”) is a company incorporated in Hong Kong on December 17, 2003 and its registered office is at Room 1101, L11 Lee Garden Three, 1 Sunning Road, Causeway Bay, Hong Kong. The Adviser has registered with the Securities and Exchange Commission since February 2010 as a registered investment adviser. The Adviser is also licensed with and regulated by the Securities and Futures Commission (the “SFC”) of Hong Kong and has carried out fund management business since July 2005 in Hong Kong. The Adviser is wholly owned by Mirae Asset Global Investments Co., Ltd (“Mirae Asset Korea”), which is a Korean corporation, located in Seoul, Korea. 4.B – Types of Advisory Services a) Discretionary investment management service The Adviser provides discretionary investment management services as a principal investment manager of open-ended mutual funds domiciled in Luxembourg, a manager of exchange traded funds (“ETFs”) listed on the Stock Exchange of Hong Kong Limited, an adviser to private investment vehicles only offered to non-U.S. clients and sub-manager of open-ended investment companies registered under the Investment Company Act of 1940 (the “‘40 Act”) and Korea domiciled funds (each, a “Fund” or collectively the “Funds”).

b) Non-discretionary investment advisory service The Adviser also provides non-discretionary investment advisory services to various companies incorporated in different countries. c) Focuses on emerging markets The Adviser mainly focuses on investments in (i) equity securities in emerging markets or (ii) that are tied economically to emerging markets. An emerging market is a country that is (1) generally recognized to be an emerging country by the international financial community, including the World Bank, (2) classified by the United Nations as a developing country, or (3) included in the MSCI Emerging Markets Index. 4.C – How Services are Tailored to Fit Client Needs The Adviser manages or advises on the investment and reinvestment of clients (including the Funds) in accordance to their investment objectives, policies and restrictions as set out in relevant offering documents and/or agreements with such clients. 4.D – Wrap Fee Programs The Adviser does not sponsor Wrap Fee Programs. 4.E – Management of Client Assets As of December 31, 2022, the Adviser’s assets under management for which it has investment discretion are $5,607,339,722 and its assets under management for which it does not have investment discretion are $634,336,153