Company Profile

As of Date 03/30/2026
ADV Location Hong Kong
Adviser Type - Large advisory firm
Number of Employees 89 -6%
of those in investment advisory functions 34 13%
AUM* 13,696,598,022 53%
of that, discretionary 6,238,791,968 -30%
Private Fund GAV* 2,435,953,058 162%
Avg Account Size 102,981,940 50%
SMA’s Yes
Private Funds 29 14
Websites

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation

Reported AUM

16B 14B 12B 9B 7B 5B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeVenture Capital Fund Count29 GAV$2,435,953,058

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