| AUM* | 13,696,598,022 50% |
| of that, discretionary | 6,238,791,968 -34% |
| Number of Employees | 89 -3% |
| of those in investment advisory functions | 34 |
| Private Fund GAV* | 3,111,860,017 235% |
| Avg Account Size | 102,981,940 42% |
| SMA’s | Yes |
| Private Funds | 31 6 |
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| {{ TypeColumnLabel }} | Count | GAV |
|---|---|---|
| {{ TypeColumnLabel }}{{ item.FundType }} | Count{{ formatCount(item.FundsCount) }} | GAV{{ formatGAV(item.AUM) }} |