Company Profile

AUM* 13,696,598,022 53%
of that, discretionary 6,238,791,968 -30%
Private Fund GAV* 2,735,953,058 195%
Avg Account Size 102,981,940 50%
SMA’s Yes
Private Funds 30 15

Adviser Type

- Large advisory firm

Number of Employees 89 -6%

of those in investment advisory functions 34 13%

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation

Reported AUM

16B 14B 12B 9B 7B 5B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeVenture Capital Fund Count30 GAV$2,735,953,058

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