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Adviser Profile

As of Date 03/24/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 519 24.16%
of those in investment advisory functions 2 -83.33%
Registration SEC, Approved, 12/22/2000
AUM* 318,037,012,784 35.20%
of that, discretionary 318,037,012,784 35.20%
Private Fund GAV* 0 -100.00%
Avg Account Size 26,360,299 -21.22%
% High Net Worth 10.34% 28.93%
SMA’s Yes
Private Funds 0 26
Contact Info 415 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

307B 263B 219B 175B 131B 88B 44B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary