9AT: MACKENZIE INVESTMENTS

other names

MACKENZIE INVESTMENTS
MACKENZIE INSTITUTIONAL
MACKENZIE INVESTMENTS CORPORATION

Adviser Profile

As of Date	03/30/2026
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	16 23%
of those in investment advisory functions	10 11%
Registration	SEC, Approved, 01/14/2013

AUM^*	18,068,039,261 136%
of that, discretionary	18,068,039,261 136%
Private Fund GAV^*	315,891,346 20%
Avg Account Size	286,794,274 43%
SMA’s	No
Private Funds	8
Contact Info	617 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$145,187,112
Fund TypeOther Private Fund	Count6	GAV$170,704,234

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser APOLLON WEALTH MANAGEMENT, LLC	Hedge Fund31.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund21.9m	Total Private Fund GAV53.2m	AUM11.6b	#Funds4
Adviser OSBON CAPITAL MANAGEMENT, LLC	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.5m	Total Private Fund GAV3.9m	AUM205.3m	#Funds2
Adviser CATALUR CAPITAL MANAGEMENT, LP	Hedge Fund180.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund222.3m	Total Private Fund GAV403.1m	AUM611.9m	#Funds13
Adviser EPOCH INVESTMENT PARTNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund17.9m	Total Private Fund GAV17.9m	AUM29.7b	#Funds1
Adviser VIBRANT CAPITAL PARTNERS, INC.	Hedge Fund299.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.8b	Total Private Fund GAV4.1b	AUM4.3b	#Funds19
Adviser SEER CAPITAL MANAGEMENT LP	Hedge Fund335.0m	Liquidity Fund-	Private Equity Fund68.9m	Real Estate Fund-	Securitized Asset Fund43.3m	Venture Capital Fund-	Other Fund39.2m	Total Private Fund GAV486.3m	AUM1.1b	#Funds15
Adviser SLC MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund980.9m	Total Private Fund GAV980.9m	AUM76.4b	#Funds8
Adviser WELLINGTON MANAGEMENT SINGAPORE PTE LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.4b	#Funds-
Adviser M1 CAPITAL, LLC	Hedge Fund4.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund40.4m	Total Private Fund GAV44.6m	AUM-	#Funds4
Adviser ABAX GLOBAL CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund60.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund161.6m	Total Private Fund GAV221.6m	AUM-	#Funds7

Brochure Summary

Overview

General and Ownership The Firm was founded in 2012 and provides investment advisory and related services to Clients. The Firm collaborates with its affiliate, Mackenzie Financial Corporation, in providing such services. The Firm also provides marketing and client intake services to Mackenzie Financial Corporation and Mackenzie Investments Europe Limited (“MIEL”). If the types of services provided by the Firm change, this Brochure will be amended accordingly to reflect these additional services. The Firm is a member of the IGM Financial Inc. (TSX: IGM) group of companies. IGM Financial is one of Canada’s premier financial services companies. As of January 31, 2024, Power Financial Corporation, a wholly-owned subsidiary of Power Corporation of Canada, beneficially owned, directly and indirectly, 65.984% of IGM Financial Inc. (excluding 0.019% held by The Canada Life Assurance Company in its segregated funds or for similar purposes). The Desmarais Family Residuary Trust, a trust for the benefit of the members of the family of the late Mr. Paul G. Desmarais, has voting control, directly and indirectly of Power Corporation of Canada. Types of Advisory Services Offered by Mackenzie Mackenzie currently specializes in delivering quantitative equity strategies which are offered through discretionary investment advisory mandates to the following Clients:  Private Funds;  U.S. Sub-Advised Funds; and  Canadian Sub-Advised Funds. Tailoring Advisory

Services to the Individual Need of Clients Consistent with its fiduciary duty, Mackenzie considers the individual needs of all clients and tailors the advisory services it provides to Clients. However, Canadian Sub-Advised Funds, U.S. Sub-Advised Funds and Private Funds are each managed in accordance with the particular investment objectives, strategies and restrictions established for that fund. A fund can impose restrictions on investing in certain securities or types of securities. These funds are not managed in accordance with the individualized needs of any particular interest holder in the fund. Therefore, a fund’s Investors should consider whether the fund meets their investment objectives and risk tolerance prior to investing. Information about the funds can be found in their relevant registration, governing and/or offering documents. For a U.S. Sub-Advised Fund, a Registration Statement can be found on the SEC’s EDGAR website. For Private Funds, relevant information is available in the private placement memorandum or other offering documents as well as the Private Fund’s governing documents, which will be available to current and prospective Investors only through Mackenzie or another authorized party. Client Assets Managed by The Firm As of December 31, 2023, we managed $7,642,621,025 in client assets on a discretionary basis. We did not manage any client assets on a non-discretionary basis as of that date. 7 | P a g e

MACKENZIE INVESTMENTS

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