| As of Date | 08/26/2026 |
| Registration | SEC, Approved, 12/20/1999 |
| ADV Location | HOUSTON, TX, United States |
| Contact Info | 713 xxxxxxx |
| Websites |
| AUM* | 2,000,124,067 28% |
| of that, discretionary | 1,938,292,472 31% |
| Number of Employees | 32 19% |
| of those in investment advisory functions | 26 44% |
| Private Fund GAV* | 0 |
| Avg Account Size | 645,410 22% |
| % High Net Worth | 41.45% -10% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser NORTHEAST INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.3b | #Funds- | |
| Adviser DHJJ FINANCIAL ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM623.4m | #Funds- | |
| Adviser CLEAR PERSPECTIVES FINANCIAL PLANNING, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM348.3m | #Funds- | |
| Adviser FIORI FINANCIAL GROUP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM567.4m | #Funds- | |
| Adviser WELLINGTON SHIELDS & CO., LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM546.0m | #Funds- | |
| Adviser HERITAGE FINANCIAL SERVICES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.0b | #Funds- | |
| Adviser NEW ENGLAND RESEARCH & MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM337.1m | #Funds- | |
| Adviser SAPIENT PRIVATE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.7b | #Funds- | |
| Adviser SCHRUM PRIVATE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.9m | #Funds- | |
| Adviser SCHUCHARD CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM325.5m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$73,876,476 | % Position5.00% | $ Change | # Change |
| Stck Ticker038222105 | Stock NameAPPLIED MATLS INC | $ Position$77,373,961 | % Position5.00% | $ Change | # Change |
| Stck Ticker064058100 | Stock NameBANK OF NY MELLON CORP | $ Position$74,187,011 | % Position5.00% | $ Change | # Change |
| Stck Ticker219350105 | Stock NameCORNING INC | $ Position$80,033,200 | % Position5.00% | $ Change | # Change |
| Stck Ticker95040Q104 | Stock NameWELLTOWER INC | $ Position$59,053,685 | % Position4.00% | $ Change | # Change |
| Stck Ticker808513105 | Stock NameSCHWAB CHARLES CORP | $ Position$50,370,757 | % Position3.00% | $ Change | # Change |
| Stck Ticker12572Q105 | Stock NameCME GROUP INC | $ Position$47,529,002 | % Position3.00% | $ Change | # Change |
| Stck Ticker244199105 | Stock NameDEERE & CO | $ Position$56,125,889 | % Position3.00% | $ Change | # Change |
| Stck Ticker133131102 | Stock NameCAMDEN PPTY TR | $ Position$49,659,905 | % Position3.00% | $ Change | # Change |
| Stck TickerN07059210 | Stock NameASML HLDG NV | $ Position$40,932,728 | % Position3.00% | $ Change | # Change |