| As of Date | 08/25/2026 |
| Registration | SEC, Approved, 02/16/1979 |
| ADV Location | CHICAGO, IL, United States |
| Contact Info | 312 xxxxxxx |
| Websites |
| AUM* | 337,052,098 27% |
| of that, discretionary | 335,986,882 27% |
| Number of Employees | 4 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 826,108 9% |
| % High Net Worth | 45.75% 27% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PLANTE MORAN | Filing Date07/23/2024 | Form ADV-E View Report |
| Accounting Firm Name PLANTE MORAN | Filing Date10/17/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser FOUR CORNERS FINANCIAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM104.8m | #Funds- | |
| Adviser HERITAGE FINANCIAL SERVICES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.0b | #Funds- | |
| Adviser SCHRUM PRIVATE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.9m | #Funds- | |
| Adviser WELLINGTON SHIELDS & CO., LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM546.0m | #Funds- | |
| Adviser CORDA INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.0b | #Funds- | |
| Adviser CLEAR PERSPECTIVES FINANCIAL PLANNING, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM348.3m | #Funds- | |
| Adviser NORTHEAST INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.3b | #Funds- | |
| Adviser DHJJ FINANCIAL ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM623.4m | #Funds- | |
| Adviser D. M. BRENNER, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM193.6m | #Funds- | |
| Adviser VAWTER FINANCIAL LTD | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM394.4m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$14,502,972 | % Position6.00% | $ Change-1.00% | # Change3.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$13,986,507 | % Position5.00% | $ Change16.00% | # Change1.00% |
| Stck Ticker74762E102 | Stock NameQUANTA SVCS INC | $ Position$11,136,305 | % Position4.00% | $ Change8.00% | # Change21.00% |
| Stck Ticker911363109 | Stock NameUNITED RENTALS INC | $ Position$9,130,867 | % Position4.00% | $ Change-12.00% | # Change0.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$7,249,072 | % Position3.00% | $ Change22.00% | # Change-11.00% |
| Stck Ticker00287Y109 | Stock NameABBVIE INC | $ Position$6,682,120 | % Position3.00% | $ Change7.00% | # Change3.00% |
| Stck Ticker478160104 | Stock NameJOHNSON & JOHNSON | $ Position$7,852,652 | % Position3.00% | $ Change5.00% | # Change0.00% |
| Stck Ticker36828A101 | Stock NameGE VERNOVA INC | $ Position$6,425,312 | % Position2.00% | $ Change-16.00% | # Change4.00% |
| Stck Ticker171340102 | Stock NameCHURCH & DWIGHT CO INC | $ Position$4,675,668 | % Position2.00% | $ Change-4.00% | # Change-1.00% |
| Stck Ticker532457108 | Stock NameELI LILLY & CO | $ Position$4,284,667 | % Position2.00% | $ Change0.00% | # Change4.00% |