| As of Date | 08/31/2026 |
| Registration | SEC, Approved, 08/19/1981 |
| ADV Location | CARLSBAD, CA, United States |
| Contact Info | 626 xxxxxxx |
| Websites |
| AUM* | 200,212,942 36% |
| of that, discretionary | 189,500,193 38% |
| Number of Employees | 4 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,317,190 37% |
| % High Net Worth | 64.00% 4% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PROVIDENT INVESTMENT MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds- | |
| Adviser STRATEGIC ASSET MANAGEMENT GROUP ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM416.5m | #Funds- | |
| Adviser ALLISON INVESTMENT MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM170.4m | #Funds- | |
| Adviser SS&H FINANCIAL ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM482.2m | #Funds- | |
| Adviser PACIFICA WEALTH ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM176.1m | #Funds- | |
| Adviser RESEARCH & PORTFOLIO MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM160.8m | #Funds- | |
| Adviser AIM CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM309.3m | #Funds- | |
| Adviser LAKEWOOD ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM248.7m | #Funds- | |
| Adviser PLANNING WORKS ADVISORY, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.8m | #Funds- | |
| Adviser TRANQUILITY PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM960.0m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker921078101 | Stock NameVANECK MERK GOLD ETF | $ Position$5,339,892 | % Position5.00% | $ Change-10.00% | # Change5.00% |
| Stck Ticker718546104 | Stock NamePHILLIPS 66 | $ Position$4,092,363 | % Position4.00% | $ Change-8.00% | # Change0.00% |
| Stck Ticker767204100 | Stock NameRIO TINTO PLC | $ Position$4,351,687 | % Position4.00% | $ Change1.00% | # Change0.00% |
| Stck Ticker747525103 | Stock NameQUALCOMM INC | $ Position$3,807,783 | % Position3.00% | $ Change43.00% | # Change0.00% |
| Stck Ticker375558103 | Stock NameGILEAD SCIENCES INC | $ Position$3,305,181 | % Position3.00% | $ Change-10.00% | # Change0.00% |
| Stck Ticker406216101 | Stock NameHALLIBURTON CO | $ Position$3,777,753 | % Position3.00% | $ Change-14.00% | # Change-2.00% |
| Stck Ticker576323109 | Stock NameMASTEC INC | $ Position$3,162,473 | % Position3.00% | $ Change29.00% | # Change0.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$3,565,124 | % Position3.00% | $ Change21.00% | # Change-3.00% |
| Stck Ticker02209S103 | Stock NameALTRIA GROUP INC | $ Position$3,765,072 | % Position3.00% | $ Change8.00% | # Change-1.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$3,112,935 | % Position3.00% | $ Change13.00% | # Change0.00% |