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Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
Number of Employees 10
of those in investment advisory functions 6 20.00%
Registration SEC, Approved, 09/14/1981
AUM* 1,231,074,215 29.56%
of that, discretionary 1,130,320,390 29.75%
Private Fund GAV* 0 -100.00%
Avg Account Size 3,527,433 33.28%
% High Net Worth 67.33% 11.39%
SMA’s Yes
Private Funds 0
Contact Info 248 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 934M 778M 622M 467M 311M 156M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary