9AT: DIPSEA CAPITAL, LLC

other names

DIPSEA CAPITAL, LLC

Adviser Profile

As of Date	03/31/2026
ADV Location	MILL VALLEY, CA, United States
Adviser Type - No longer eligible
Number of Employees	4 -20%
of those in investment advisory functions	2 -33%
Registration	SEC, Approved, 08/01/2023
Other registrations (3)	California, Terminated, 09/15/2023 California, Approved, 05/31/2019 California, ERA - Withdrawn, 03/06/2019

AUM^*	58,320,760 -43%
of that, discretionary	58,320,760 -43%
Private Fund GAV^*	41,042,192 -60%
Avg Account Size	14,580,190 -15%
SMA’s	No
Private Funds	1
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$41,042,192

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser JCSD CAPITAL, LLC	Hedge Fund102.9m	Liquidity Fund-	Private Equity Fund85.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV188.4m	AUM214.6m	#Funds3
Adviser TRUCK CAPITAL	Hedge Fund58.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV58.3m	AUM58.3m	#Funds6
Adviser BUCKLEY CAPITAL ADVISORS, LLC	Hedge Fund160.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV160.2m	AUM193.8m	#Funds1
Adviser HIGH HURDLE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM96.6m	#Funds-
Adviser DUMONT GLOBAL LP	Hedge Fund25.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV25.0m	AUM111.0m	#Funds1
Adviser ARTHEDGE CAPITAL MANAGEMENT, LLC	Hedge Fund155.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV155.0m	AUM155.0m	#Funds1
Adviser SVRN ASSET MANAGEMENT, LLC	Hedge Fund21.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV21.5m	AUM231.5m	#Funds4
Adviser DRYDEN CAPITAL, LLC	Hedge Fund29.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV29.6m	AUM76.6m	#Funds2
Adviser 9823 CAPITAL, LP	Hedge Fund224.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV224.8m	AUM677.1m	#Funds6
Adviser NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM690.1m	#Funds1

Brochure Summary

Overview

A. Description of the Advisory Firm Dipsea Capital LLC (hereinafter "DCL") is a SEC-registered investment adviser. DCL is a Limited Liability Company organized in the State of California. The firm was formed in January 2002, and the principal owner is Christopher Antonio. B. Types of Advisory Services Portfolio Management Services DCL offers investment management services employing investment strategies described in Item 8. DCL provides advice to a private fund, Dipsea Capital Fund LP, and separately managed accounts (SMAs).
DCL seeks to provide that investment decisions are made in accordance with the fiduciary duties owed to its accounts and without consideration of DCL's economic, investment, or other financial interests. To meet its fiduciary obligations, DCL attempts to avoid, among other things, investment or trading practices that systematically advantage or disadvantage certain client portfolios, and accordingly, DCL's policy is to seek fair

and equitable allocation of investment opportunities/transactions among its clients to avoid favoring one client over another over time. It is DCL's policy to allocate investment opportunities and transactions it identifies as being appropriate and prudent among its clients on a fair and equitable basis over time.
C. Client Tailored Services and Client Imposed Restrictions SMA clients may tailor the parameters of their accounts. Specific parameters are defined and agreed in a separate management agreement for each account.
D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, and certain other administrative fees. DCL does not participate in wrap fee programs.
E. Assets Under Management DCL has the following assets under management: Discretionary Accounts:Non-Discretionary Accounts:Date Calculated $111,640,002$0December 31, 2023

DIPSEA CAPITAL, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

Private Funds

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Brochure Summary

Overview