9AT: DRYDEN CAPITAL, LLC

other names

Adviser Profile

As of Date	03/20/2025
Adviser Type - Mid-sized advisory firm
Number of Employees	3 50.00%
of those in investment advisory functions	2
Registration	SEC, Approved, 12/15/2021
Other registrations (1)	SEC, ERA - Withdrawn, 11/11/2021
Former registrations	DRYDEN CAPITAL, LLC

AUM^*	76,168,359 -27.21%
of that, discretionary	76,168,359 -27.21%
Private Fund GAV^*	34,398,123 -36.09%
Avg Account Size	19,042,090 -9.01%
SMA’s	No
Private Funds	2
Contact Info	(30 xxxxxxx

Client Types

- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$34,398,123

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BUCKLEY CAPITAL ADVISORS, LLC	Hedge Fund130.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV130.4m	AUM147.4m	#Funds1
Adviser SVRN ASSET MANAGEMENT, LLC	Hedge Fund10.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.5m	AUM211.9m	#Funds2
Adviser JCSD CAPITAL, LLC	Hedge Fund97.2m	Liquidity Fund-	Private Equity Fund46.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV143.7m	AUM174.4m	#Funds3
Adviser TRUCK CAPITAL	Hedge Fund70.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV70.5m	AUM70.5m	#Funds6
Adviser PARK SHORE PARTNERS LLC	Hedge Fund95.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV95.0m	AUM115.3m	#Funds4
Adviser SYSTEMATIC PORTFOLIOS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.3m	#Funds-
Adviser OCEANIC INVESTMENT MANAGEMENT LIMITED	Hedge Fund152.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV152.6m	AUM198.7m	#Funds1
Adviser WOODBOURNE INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.1m	#Funds-
Adviser DOUBLE EAGLE CAPITAL MANAGEMENT LP	Hedge Fund117.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV117.3m	AUM117.3m	#Funds4
Adviser XY INVESTMENTS	Hedge Fund31.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.9m	AUM31.9m	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker29103K100	Stock NameFTAC EMERALD ACQUISITION COR	$ Position$10,730,000	% Position18.00%	$ Change2.00%	# Change0.00%
Stck TickerG4923T105	Stock NameINVESTCORP EUROPE ACQUISITIO	$ Position$9,534,000	% Position16.00%	$ Change1.00%	# Change0.00%
Stck TickerG4375F108	Stock NameHAYMAKER ACQUISITION CORP IV	$ Position$7,518,066	% Position13.00%	$ Change-26.00%	# Change-27.00%
Stck Ticker31620M106	Stock NameFIDELITY NATL INFORMATION SV	$ Position$7,581,216	% Position13.00%	$ Change-3.00%	# Change-5.00%
Stck TickerG33033104	Stock NameARES ACQUISITION CORP II	$ Position$7,148,900	% Position12.00%	$ Change-34.00%	# Change-34.00%
Stck TickerG0131Y100	Stock NameAGRICULTURE & NAT SOL ACQ CO	$ Position$3,840,000	% Position7.00%	$ Change-49.00%	# Change-49.00%
Stck TickerG83752108	Stock NameSPRING VALLEY ACQUISTN CORP	$ Position$3,669,600	% Position6.00%	$ Change-50.00%	# Change-51.00%
Stck TickerG4035N111	Stock NameGP-ACT III ACQUISITION CORP	$ Position$3,009,000	% Position5.00%	$ Change	# Change
Stck Ticker96927A105	Stock NameWILLIAM PENN BANCORPORATION	$ Position$2,605,584	% Position4.00%	$ Change659.00%	# Change723.00%
Stck TickerG25508105	Stock NameCRH PLC	$ Position$899,760	% Position2.00%	$ Change-13.00%	# Change0.00%

Brochure Summary

Overview

Dryden Capital, LLC (hereinafter “Dryden Capital” or the “firm”) is a registered investment adviser headquartered in Miami, FL with an additional office in New York, NY. We are a limited liability company, organized in February 2013 under the laws of the state of Delaware. Our firm’s principal owners are Matthew C. Leavitt, Manager, Member, Chief Operating Officer, and Chief Compliance Officer, and Matt Buffington, Manager, Member, and Portfolio Manager. As used in this brochure, the term “Associated Person” refers to anyone from our firm who is an officer, an employee, and all individuals providing investment advice on behalf of our firm. Advisory Services Dryden Capital offers discretionary investment management services to private funds (the “Dryden Funds”) and separately managed accounts ("SMAs"). Pursuant to the advisory agreement between Dryden Capital and the client or relevant

fund documents for affiliated funds, Dryden Capital is granted full discretion to determine the securities to be bought and sold, the amount of securities to be bought and sold, the broker-dealer to be used, and the commission rates to be paid without prior approval from the client for each transaction. The firm bases its advice on the investment objectives and restrictions (if any) of its clients set forth in the applicable offering memorandums, organizational documents, limited partnership agreements, investment management agreements, and/or subscription agreements. Wrap Fee Programs Dryden Capital does not manage, sponsor, or participate in wrap fee programs. Assets Under Management As of January 31, 2024, Dryden Capital had regulatory assets under management of $82,519,904 (all managed on a discretionary basis). The firm does not manage assets on a non-discretionary basis.

Revenue	$1.9 m
Headquarters	777 Brickell Ave suite 500, Miami, Florida

DRYDEN CAPITAL, LLC

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