9AT: PHILOSOPHY CAPITAL MANAGEMENT LLC

other names

PHILOSOPHY CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 02/22/2021
Other registrations (2)	SEC, ERA - Withdrawn, 01/22/2021 California, ERA - Withdrawn, 01/22/2021
Former registrations	PHILOSOPHY CAPITAL MANAGEMENT LLC
ADV Location	ALAMO, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	1,663,132,679 6%
of that, discretionary	1,663,132,679 6%
Private Fund GAV^*	1,515,030,728 12%
Avg Account Size	332,626,536 6%
SMA’s	Yes
Private Funds	4

Adviser Type

- Large advisory firm

Number of Employees 8

of those in investment advisory functions 4

Client Types

- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$1,515,030,728

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DIVISAR CAPITAL MANAGEMENT, LLC	Hedge Fund812.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV812.8m	AUM812.8m	#Funds2
Adviser SIMCOE CAPITAL MANAGEMENT, LLC	Hedge Fund633.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV633.8m	AUM633.8m	#Funds4
Adviser KCL CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM948.6m	#Funds-
Adviser SANTA LUCIA ASSET MANAGEMENT PTE. LTD.	Hedge Fund123.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV123.2m	AUM1.2b	#Funds1
Adviser RUSH ISLAND MANAGEMENT, LP	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM2.0b	#Funds4
Adviser AIGEN INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.5m	Total Private Fund GAV5.5m	AUM110.3m	#Funds1
Adviser RUDIUS MANAGEMENT, L.P.	Hedge Fund955.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV955.8m	AUM955.8m	#Funds6
Adviser PARADIGM BIOCAPITAL ADVISORS LP	Hedge Fund4.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0b	AUM4.5b	#Funds3
Adviser BORNITE CAPITAL MANAGEMENT LP	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds5
Adviser HERR INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM747.6m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287655	Stock NameISHARES TR (PUT)	$ Position$384,400,000	% Position24.00%	$ Change56.00%	# Change55.00%
Stck Ticker78462F103	Stock NameSTATE STR SPDR S&P 500 ETF T (PUT)	$ Position$227,619,000	% Position14.00%	$ Change-61.00%	# Change-59.00%
Stck Ticker46090E103	Stock NameINVESCO QQQ TR (PUT)	$ Position$144,295,000	% Position9.00%	$ Change-66.00%	# Change-64.00%
Stck Ticker20464U100	Stock NameCOMPASS INC	$ Position$49,526,690	% Position3.00%	$ Change-19.00%	# Change17.00%
Stck Ticker21871N101	Stock NameCORECIVIC INC	$ Position$40,829,300	% Position3.00%	$ Change25.00%	# Change26.00%
Stck Ticker29273V100	Stock NameENERGY TRANSFER L P	$ Position$43,771,010	% Position3.00%	$ Change-1.00%	# Change-15.00%
Stck TickerG9456A100	Stock NameGOLAR LNG LTD	$ Position$54,110,000	% Position3.00%	$ Change-39.00%	# Change-58.00%
Stck TickerY8162K204	Stock NameSTAR BULK CARRIERS CORP.	$ Position$43,055,381	% Position3.00%	$ Change36.00%	# Change14.00%
Stck Ticker36472T109	Stock NameUSA TODAY CO INC	$ Position$30,315,000	% Position2.00%	$ Change-9.00%	# Change-33.00%
Stck Ticker92840M102	Stock NameVISTRA CORP	$ Position$36,740,652	% Position2.00%	$ Change137.00%	# Change155.00%

Brochure Summary

Overview

Philosophy Capital Management LLC (“Philosophy” or the “Firm”) is a Delaware limited liability company that has been in business since April 2020. Philosophy’s manager, controlling owner and portfolio manager is Jacob Rubin (the “Principal”). Philosophy provides discretionary investment advice to Philosophy Capital Partners LP (the “Philosophy Fund”), private funds sponsored by unaffiliated entities (the “Private Funds”), and one or more separately managed accounts (each, an “SMA”). References throughout this document to “Client Accounts” refer to the Philosophy Fund, the Private Funds, the SMA, and any other fund or account that may be advised by the Firm in the future. Philosophy Capital Management LLC serves as the general partner (the “General Partner”) of Philosophy Capital Partners, LP. Client Accounts are managed in accordance with their own investment and trading objectives, as described in their respective offering documents, governing agreements or advisory agreements (collectively, the “Governing Documents”), as applicable. The investors

in the Client Accounts that Philosophy manages have no opportunity to select or evaluate any Fund investments or strategies. Philosophy selects all Client Account investments and strategies. Philosophy typically does not tailor its services to the individual needs of individually managed accounts, but manages each such account according to the strategy selected by the client, subject to any investment restrictions imposed by the client. Philosophy’s discretionary authority is limited, however, as described in Item 16. Philosophy does not participate in wrap fee programs. As of December 31, 2023, Philosophy had regulatory assets under management of approximately $1,183,313,132, which it manages on a discretionary basis. Philosophy does not manage any assets on a non-discretionary basis. Note that Philosophy began managing an additional private fund, Philosophy Distressed and Special Situations Fund, LP, in January 2024. The assets of such vehicle are not reflected in this Brochure since this document primarily presents information as of December 31, 2023.

PHILOSOPHY CAPITAL MANAGEMENT LLC

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