Adviser Profile

As of Date 08/03/2026
Registration SEC, Approved, 11/13/2017
ADV Location SAN CLEMENTE, CA, United States
Contact Info 619 xxxxxxx
Websites
AUM* 1,136,946,561 21%
of that, discretionary 1,003,953,564 22%
Number of Employees 38 6%
of those in investment advisory functions 38 6%
Private Fund GAV* 22,500,000
Avg Account Size 246,412 2%
% High Net Worth 9.75% 3%
SMA’s Yes
Private Funds 2 2

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 861M 717M 574M 430M 287M 143M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$29,519,340 % Position4.00% $ Change-2.00% # Change-15.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$32,263,712 % Position4.00% $ Change2.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$21,492,287 % Position3.00% $ Change-5.00% # Change-17.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$25,914,665 % Position3.00% $ Change1.00% # Change-1.00%
Stck Ticker46641Q852 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$11,943,945 % Position2.00% $ Change51.00% # Change57.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$13,050,760 % Position2.00% $ Change55.00% # Change53.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$5,391,955 % Position1.00% $ Change4.00% # Change12.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$8,018,771 % Position1.00% $ Change13.00% # Change7.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$5,048,389 % Position1.00% $ Change-4.00% # Change-25.00%
Stck Ticker46138G698 Stock NameINVESCO EXCH TRADED FD TR II $ Position$4,254,248 % Position1.00% $ Change1.00% # Change0.00%

Brochure Summary