NOMURA ASSET MANAGEMENT CO., LTD.
Company Profile
| AUM* | 640,353,116,719 18% |
| of that, discretionary | 631,340,823,532 18% |
| Number of Employees | 1,050 5% |
| of those in investment advisory functions | 356 3% |
| Private Fund GAV* | 0 |
| Avg Account Size | 359,345,183 39% |
| SMA’s | Yes |
| Private Funds | 1 1 |
Adviser Type
- Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser
- An investment adviser (or subadviser) to an investment company
- Related adviser
Client Types
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(3) | Other regulator found cause of revoked authorization |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(2) | SRO found rule violation |
| 11.H(1)(b) | Court found investment-related violation |
Recent News
Reported AUM
678B
581B
484B
388B
291B
194B
97B
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
Employees
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