| As of Date | 07/14/2026 |
| Registration | SEC, Approved, 05/12/1972 |
| ADV Location | BETHESDA, MD, United States |
| Contact Info | 301 xxxxxxx |
| Websites |
| AUM* | 750,096,507 14% |
| of that, discretionary | 735,201,324 13% |
| Number of Employees | 10 -9% |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,361,337 -12% |
| % High Net Worth | 11.39% -20% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser DUNCAN WILLIAMS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- | |
| Adviser TANAKA CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM69.4m | #Funds- | |
| Adviser JAMES INVESTMENT RESEARCH INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser THIRD SIGMA INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM98.8m | #Funds- | |
| Adviser AMI INVESTMENT MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM963.6m | #Funds- | |
| Adviser DBS INVESTMENT ADVISERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM280.2m | #Funds- | |
| Adviser HMS FINANCIAL SERVICES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM118.5m | #Funds- | |
| Adviser ZACKS INVESTMENT MANAGEMENT, INC. | Hedge Fund14.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV14.0m | AUM14.6b | #Funds2 | |
| Adviser BCM WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM199.5m | #Funds- | |
| Adviser CONGRESS ASSET MANAGEMENT COMPANY, LLP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM14.2b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker11135F101 | Stock NameBroadcom | $ Position$38,329,537 | % Position5.00% | $ Change24.00% | # Change2.00% |
| Stck TickerG7709Q104 | Stock NameRoyalty Pharma Plc | $ Position$33,755,710 | % Position5.00% | $ Change9.00% | # Change-7.00% |
| Stck Ticker21037T109 | Stock NameConstellation Energy | $ Position$26,759,881 | % Position4.00% | $ Change4.00% | # Change17.00% |
| Stck Ticker166764100 | Stock NameChevron Corp | $ Position$22,427,328 | % Position3.00% | $ Change-20.00% | # Change0.00% |
| Stck Ticker126117100 | Stock NameCNA Financial | $ Position$25,386,135 | % Position3.00% | $ Change18.00% | # Change11.00% |
| Stck Ticker20030N101 | Stock NameComcast Class A | $ Position$21,195,783 | % Position3.00% | $ Change33.00% | # Change56.00% |
| Stck Ticker00287Y109 | Stock NameAbbvie | $ Position$20,785,967 | % Position3.00% | $ Change2.00% | # Change-12.00% |
| Stck TickerG1151C101 | Stock NameAccenture | $ Position$20,867,344 | % Position3.00% | $ Change | # Change |
| Stck Ticker031162100 | Stock NameAmgen | $ Position$21,644,275 | % Position3.00% | $ Change14.00% | # Change11.00% |
| Stck Ticker09260D107 | Stock NameBlackstone | $ Position$22,217,508 | % Position3.00% | $ Change17.00% | # Change14.00% |