9AT: AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI ASSET MANAGEMENT US, INC.

other names

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Adviser Profile

Registration status

Terminated

As of Date	04/27/2025
Adviser Type - Large advisory firm
Number of Employees	354 -4.32%
of those in investment advisory functions	109 -0.91%

AUM^*	122,060,989,186 34.71%
of that, discretionary	110,431,631,150 23.33%
Private Fund GAV^*	0 -100.00%
Avg Account Size	484,369,005 34.17%
% High Net Worth	< 0.01% 100.00%
SMA’s	Yes
Private Funds	0 7
Contact Info	617 xxxxxxx
Websites

Client Types

- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

101B 86B 72B 58B 43B 29B 14B

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$2,006,588	% Position1.53%	$ Change24116.61%	# Change22744.68%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$1,754,201	% Position1.34%	$ Change5564.01%	# Change6052.84%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$1,224,129	% Position0.94%	$ Change255.18%	# Change273.87%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$1,117,563	% Position0.85%	$ Change18.56%	# Change11.85%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$1,020,331	% Position0.78%	$ Change65.15%	# Change40.34%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$943,150	% Position0.72%	$ Change-0.86%	# Change4.36%
Stck Ticker30303M102	Stock NameFACEBOOK INC	$ Position$828,040	% Position0.63%	$ Change2758.46%	# Change2551.08%
Stck Ticker88160R101	Stock NameTESLA INC	$ Position$803,426	% Position0.61%	$ Change127.55%	# Change140.41%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$719,627	% Position0.55%	$ Change46.30%	# Change23.90%
Stck Ticker57636Q104	Stock NameMASTERCARD INCORPORATED	$ Position$707,973	% Position0.54%	$ Change8.61%	# Change8.88%

Brochure Summary

Overview

Amundi US provides investment advisory services encompassing a wide range of investment strategies, as discussed herein. Pooled Vehicles Amundi US provides investment management services to various entities, including open and closed-end investment companies (“Domestic Funds”) that are registered under the U.S. Investment Company Act of 1940, as amended (the “Investment Company Act”) (“registered investment companies” or “RICs”), and other similarly managed accounts such as private funds, foreign registered investment companies (“Off-Shore Funds”), unregistered pooled investment vehicles, collective investment trusts (“CIT”), and pension and profit sharing plans (“Pooled Vehicles”). Amundi US also provides investment sub-advisory services to RICs. Amundi US does not tailor its services to individual needs of its Pooled Vehicle clients. Separate Accounts Amundi US provides investment advisory services to separate accounts owned by institutional clients such as charitable organizations, endowments, high net worth individuals, corporations and other businesses, and state and local retirement boards (“Separate Accounts”). Amundi US offers discretionary investment advice to separately managed account programs and platforms sponsored by investment advisers, broker-dealers and other financial service firms (“Program Sponsors”) either directly to the Program Sponsor (“Single Contract SMA”) or the participants (“Dual Contract SMA”) depending on the program (collectively referred to as “SMA Programs”).

Amundi US also provides investment advice to third-party model investment programs (“Model Portfolios”). Through each investment management agreement with Amundi US with respect to a Separate Account, a client will provide Amundi US with an investment objective and guidelines. In addition to this option, each client can choose whether to authorize Amundi US to vote proxies for its respective account(s). Amundi US is registered with the Commodity Futures Trading Commission (“CFTC”) as a Commodity Pool Operator (“CPO”) and a commodity trading advisor (“CTA”). Amundi US’s Boston, MA office focuses on both equity and fixed income investments. The adviser’s Durham, NC office focuses on fixed income investments. The adviser’s U.S. history dates back to 1928 with the creation of the Pioneer Fund, one of the first mutual funds. Amundi Asset Management US, Inc. is a wholly owned subsidiary of Amundi US, Inc., which in turn, is a wholly owned subsidiary of Amundi Holdings US, Inc… Amundi Holdings US, Inc. is a wholly owned subsidiary of Amundi. Amundi is controlled by Credit Agricole S.A., a French credit institution. Credit Agricole S.A. currently holds approximately 70% of Amundi’s share capital. The remaining shares of Amundi are held by institutional and retail investors. As of 01/31/2024, Amundi US managed approximately $99,749,000,000 in assets for approximately 9,539 clients. Approximately $98,129,000,000 was managed on a discretionary basis, and $1,620,000,000 was managed on a non-discretionary basis.