Adviser Profile

As of Date 10/06/2026
Registration SEC, Approved, 03/03/2015
Other registrations (3)
ADV Location LOUISVILLE, KY, United States
Contact Info 502 xxxxxxx
Websites
AUM* 357,868,054 22%
of that, discretionary 357,868,054 22%
Number of Employees 6
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 467,801 12%
% High Net Worth 27.96% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

358M 307M 256M 204M 153M 102M 51M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CHERRY BEKAERT LLP Filing Date10/29/2025 Form ADV-E View Report
Accounting Firm Name CHERRY BEKAERT LLP Filing Date01/29/2025 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V401 Stock NameDIMENSIONAL ETF TRUST $ Position$22,738,725 % Position12.00% $ Change18.00% # Change2.00%
Stck Ticker25434V500 Stock NameDIMENSIONAL ETF TRUST $ Position$23,861,632 % Position12.00% $ Change16.00% # Change0.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$20,561,324 % Position11.00% $ Change7.00% # Change2.00%
Stck Ticker25434V591 Stock NameDIMENSIONAL ETF TRUST $ Position$19,620,618 % Position10.00% $ Change14.00% # Change14.00%
Stck Ticker25434V724 Stock NameDIMENSIONAL ETF TRUST $ Position$18,287,971 % Position10.00% $ Change13.00% # Change0.00%
Stck Ticker25434V666 Stock NameDIMENSIONAL ETF TRUST $ Position$12,693,309 % Position7.00% $ Change19.00% # Change7.00%
Stck Ticker25434V823 Stock NameDIMENSIONAL ETF TRUST $ Position$9,474,340 % Position5.00% $ Change13.00% # Change3.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$10,368,848 % Position5.00% $ Change12.00% # Change0.00%
Stck Ticker25434V815 Stock NameDIMENSIONAL ETF TRUST $ Position$7,506,874 % Position4.00% $ Change16.00% # Change5.00%
Stck Ticker25434V732 Stock NameDIMENSIONAL ETF TRUST $ Position$5,397,672 % Position3.00% $ Change18.00% # Change1.00%

Brochure Summary