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Adviser Profile

As of Date 03/19/2025
Adviser Type - Large advisory firm
Number of Employees 1
of those in investment advisory functions 1
Registration SEC, Approved, 01/22/2015
Other registrations (2)
AUM* 709,747,108 39.04%
of that, discretionary 709,747,108 39.04%
Private Fund GAV* 0
Avg Account Size 425,508 8.45%
% High Net Worth 46.15% 15.38%
SMA’s Yes
Private Funds 0
Contact Info 215 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other investment advisers

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

607M 520M 433M 347M 260M 173M 87M
2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$54,209,561 % Position10.00% $ Change15.00% # Change4.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$55,737,771 % Position10.00% $ Change14.00% # Change3.00%
Stck Ticker46429B655 Stock NameISHARES TR $ Position$25,752,955 % Position5.00% $ Change-4.00% # Change-4.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$26,781,436 % Position5.00% $ Change1.00% # Change-2.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$30,614,948 % Position5.00% $ Change-1.00% # Change-1.00%
Stck Ticker78468R200 Stock NameSPDR SER TR $ Position$19,769,565 % Position4.00% $ Change-8.00% # Change-8.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$21,426,907 % Position4.00% $ Change11.00% # Change1.00%
Stck Ticker808524839 Stock NameSCHWAB STRATEGIC TR $ Position$23,889,156 % Position4.00% $ Change-5.00% # Change-6.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$15,195,783 % Position3.00% $ Change8.00% # Change7.00%
Stck Ticker808524706 Stock NameSCHWAB STRATEGIC TR $ Position$15,721,871 % Position3.00% $ Change7.00% # Change-2.00%

Brochure Summary