Adviser Profile

As of Date 02/23/2026
Registration SEC, Approved, 11/20/2014
Other registrations (1)
ADV Location SAN ANTONIO, TX, United States
Contact Info 210 xxxxxxx
Websites
AUM* 202,292,946 17%
of that, discretionary 202,292,946 17%
Number of Employees 2 -50%
of those in investment advisory functions 2 -50%
Private Fund GAV* 0
Avg Account Size 1,759,069 18%
% High Net Worth 78.57% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

202M 173M 144M 116M 87M 58M 29M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser VAN CLEEF ASSET MANAGEMENT INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-
Adviser NEW CAPITAL MANAGEMENT, LP Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM533.5m #Funds-
Adviser EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC Hedge Fund25.0m Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV25.0m AUM706.0m #Funds1
Adviser FINSYM PARTNERS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM188.0m #Funds-
Adviser GREAT PATH PLANNING Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM167.2m #Funds-
Adviser FIVE OCEANS ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM456.2m #Funds-
Adviser ORION INVESTMENT CO Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM515.4m #Funds-
Adviser ERVIN INVESTMENT MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM269.9m #Funds-
Adviser ELMWOOD WEALTH MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM477.9m #Funds-
Adviser PEAK FINANCIAL ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM268.8m #Funds-

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25460E869 Stock NameDIREXION SHARES ETF TRUST $ Position$18,122,719 % Position10.00% $ Change # Change
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$8,992,745 % Position5.00% $ Change-28.00% # Change-28.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$6,776,315 % Position4.00% $ Change38.00% # Change-52.00%
Stck Ticker949746101 Stock NameWELLS FARGO & CO $ Position$4,669,243 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker78464A664 Stock NameSPDR SERIES TRUST $ Position$5,379,117 % Position3.00% $ Change23.00% # Change23.00%
Stck Ticker55261F104 Stock NameM & T BK CORP $ Position$6,166,125 % Position3.00% $ Change13.00% # Change-2.00%
Stck Ticker770323103 Stock NameROBERT HALF INC. $ Position$5,988,342 % Position3.00% $ Change19.00% # Change-2.00%
Stck Ticker23331A109 Stock NameD R HORTON INC $ Position$2,813,915 % Position2.00% $ Change17.00% # Change-1.00%
Stck Ticker579780206 Stock NameMCCORMICK & CO INC $ Position$3,687,568 % Position2.00% $ Change485.00% # Change485.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$3,787,808 % Position2.00% $ Change-16.00% # Change-1.00%

Brochure Summary