Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 09/15/2014
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 3,238,897,410 23%
of that, discretionary 3,238,897,410 23%
Number of Employees 15 67%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 647,779,482 23%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 925M 463M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$294,583,103 % Position25.00% $ Change # Change
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Stck Ticker66538R540 Stock NameNORTHERN LTS FD TR III $ Position$80,875,001 % Position7.00% $ Change0.00% # Change0.00%
Stck Ticker665531307 Stock NameNORTHERN OIL & GAS INC $ Position$9,770,035 % Position1.00% $ Change3880.00% # Change3057.00%
Stck Ticker674599105 Stock NameOCCIDENTAL PETE CORP $ Position$8,960,236 % Position1.00% $ Change28.00% # Change13.00%
Stck Ticker70450Y103 Stock NamePAYPAL HLDGS INC $ Position$9,565,135 % Position1.00% $ Change # Change
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Stck Ticker86765K109 Stock NameSUNOCO LP/SUNOCO FIN CORP $ Position$8,993,105 % Position1.00% $ Change # Change
Stck TickerH8817H100 Stock NameTRANSOCEAN LTD $ Position$9,112,360 % Position1.00% $ Change # Change

Brochure Summary