other names

Adviser Profile

As of Date 06/09/2025
Adviser Type - Large advisory firm
Number of Employees 2,594 48.40%
of those in investment advisory functions 389 226.89%
Registration SEC, Approved, 07/17/2014
AUM* 12,469,688,882 169.37%
of that, discretionary 12,043,866,621 167.98%
Private Fund GAV* 0
Avg Account Size 265,132 18.52%
% High Net Worth 10.17% 40.98%
SMA’s Yes
Private Funds 0
Contact Info 866 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

5B 4B 4B 3B 2B 1B 706M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary