9AT: GAGNON ADVISORS

other names

GAGNON ADVISORS
GAGNON ADVISORS, LLC

Adviser Profile

As of Date	02/13/2026
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	10
of those in investment advisory functions	6
Registration	SEC, Approved, 04/16/2014
Other registrations (1)	SEC, ERA - Withdrawn, 04/01/2014

AUM^*	187,307,870 32%
of that, discretionary	187,307,870 32%
Private Fund GAV^*	187,307,869 3%
Avg Account Size	62,435,957 32%
SMA’s	No
Private Funds	4
Contact Info	212 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Commissions
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$187,307,869

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STONE HOUSE PARTNERS	Hedge Fund169.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV169.8m	AUM169.8m	#Funds2
Adviser SHORECLIFF ASSET MANAGEMENT COMPANY LLC	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.3b	#Funds3
Adviser MAGNOLIA FINANCIAL PLANNING SERVICES, INC.	Hedge Fund8.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.8m	AUM191.5m	#Funds1
Adviser MILLER GLOBAL INVESTMENTS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM174.4m	#Funds-
Adviser LIEBLONG & ASSOCIATES, INC.	Hedge Fund105.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV105.1m	AUM197.9m	#Funds1
Adviser TYRO CAPITAL MANAGEMENT, LLC	Hedge Fund254.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV254.9m	AUM254.9m	#Funds3
Adviser CUNNING CAPITAL, LLC	Hedge Fund197.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV197.6m	AUM197.6m	#Funds1
Adviser ORACLE ALPHA INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM172.9m	#Funds-
Adviser HIDDENITE CAPITAL PARTNERS LP	Hedge Fund135.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV135.4m	AUM137.8m	#Funds3
Adviser TELLIGENT INVESTMENT MANAGEMENT, LLC	Hedge Fund167.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV167.4m	AUM167.4m	#Funds4

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker81663L200	Stock NameGENEDX HOLDINGS CORP	$ Position$16,525,684	% Position10.00%	$ Change	# Change
Stck Ticker02361E108	Stock NameAMERESCO INC	$ Position$13,848,253	% Position9.00%	$ Change	# Change
Stck Ticker00912X302	Stock NameAIR LEASE CORP	$ Position$12,619,846	% Position8.00%	$ Change	# Change
Stck Ticker293792107	Stock NameENTERPRISE PRODS PARTNERS L P	$ Position$10,896,457	% Position7.00%	$ Change	# Change
Stck Ticker14167L103	Stock NameCAREDX INC	$ Position$10,039,685	% Position6.00%	$ Change	# Change
Stck TickerY62132108	Stock NameNAVIGATOR HLDGS LTD	$ Position$8,955,583	% Position6.00%	$ Change	# Change
Stck Ticker74319B502	Stock NamePROFOUND MED CORP	$ Position$7,572,404	% Position5.00%	$ Change	# Change
Stck Ticker09239B109	Stock NameBLACKLINE INC	$ Position$7,190,465	% Position5.00%	$ Change	# Change
Stck Ticker29444U700	Stock NameEQUINIX INC	$ Position$8,209,404	% Position5.00%	$ Change	# Change
Stck Ticker338307101	Stock NameFIVE9 INC	$ Position$6,742,354	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

Principal Owners Founded in 2001, Gagnon Advisors, is principally owned by Gagnon Administrative Services LLC to which Neil Gagnon is the principal owner and decision maker. Types of Advisory Services Gagnon Advisors provides discretionary investment advice to pooled investment vehicles, including Gagnon Investment Associates Master Fund, a feeder fund which consists of Gagnon Investment Associates LLC a long/short domestic equity hedge fund and Gagnon Investment Associates Offshore LLC, a Cayman long/short equity hedge fund (the “GIA Funds”). In addition, Gagnon Advisors also is the investment manager to GIS Fund of Funds LLC, a domestic hedge fund of funds (the “GIS Fund”). Each of the pooled investment vehicles Gagnon Advisors manages is collectively referred to in this Brochure as the “Private Funds”. The Private Funds are neither registered under the Investment Company Act of 1940 (the “1940 Act”), nor are their interests registered under the Securities Act of 1933 (the “1933 Act”). The Private Funds are offered exclusively to investors satisfying the applicable eligibility and suitability requirements either in private placement

transactions within the United States or in offshore transactions. No offer to sell the Private Funds is made by descriptions in this Brochure and the Private Funds are available only to investors that are properly qualified. Investment Restrictions Gagnon Advisors invests on a discretionary basis in accordance with the specific investment objectives and restrictions of each Private Fund pursuant to the investment guidelines and restrictions set forth in each Private Fund’s confidential private placement memorandum, limited partnership agreement and/or other Private Fund documents (collectively, the “Fund Documents”). Investors should refer to the Fund Documents of the applicable Private Fund for complete information on the investment objectives and investment restrictions with respect to each Private Fund. There is no assurance that any of the Private Funds’ investment objectives will be achieved. Assets Under Management Gagnon Advisors has the following assets under management as of December 31, 2023; Discretionary $141,919,465 Non-Discretionary $0 Total $141,919,465

GAGNON ADVISORS

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview