other names
  • SAXON SECURITIES LLC

Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 01/28/2014
Other registrations (1)
ADV Location SAN FRANCISCO, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 94,631,605 -49%
of that, discretionary 94,631,605 -49%
Private Fund GAV* 0
Avg Account Size 3,785,264 269%
% High Net Worth 4.00% -54%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Number of Employees 2

of those in investment advisory functions 1

Client Types

- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

657M 563M 469M 375M 281M 188M 94M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary