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Adviser Profile

As of Date 04/03/2025
Adviser Type - Large advisory firm
Number of Employees 9 -18.18%
of those in investment advisory functions 8 -20.00%
Registration SEC, Approved, 08/27/2013
AUM* 809,577,048 18.60%
of that, discretionary 800,668,225 18.96%
Private Fund GAV* 0
Avg Account Size 722,192 105.67%
% High Net Worth 49.42% 11.13%
SMA’s Yes
Private Funds 0
Contact Info 727 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

772M 662M 551M 441M 331M 221M 110M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72201R833 Stock NamePIMCO ETF TR $ Position$43,458,717 % Position6.00% $ Change1.00% # Change0.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$38,914,422 % Position6.00% $ Change-6.00% # Change-8.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$38,306,580 % Position6.00% $ Change-25.00% # Change-16.00%
Stck Ticker33738D309 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$32,674,074 % Position5.00% $ Change-6.00% # Change-5.00%
Stck Ticker46137V365 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$33,007,501 % Position5.00% $ Change29.00% # Change20.00%
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$33,582,289 % Position5.00% $ Change6.00% # Change6.00%
Stck Ticker33738R100 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$25,698,328 % Position4.00% $ Change8.00% # Change7.00%
Stck Ticker025072109 Stock NameAMERICAN CENTY ETF TR $ Position$28,236,518 % Position4.00% $ Change38.00% # Change35.00%
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$24,437,203 % Position4.00% $ Change12.00% # Change10.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$30,580,974 % Position4.00% $ Change40.00% # Change36.00%

Brochure Summary