| As of Date | 07/01/2026 |
| Registration | SEC, Approved, 04/15/2013 |
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| ADV Location | FARGO, ND, United States |
| Contact Info | 701 xxxxxxx |
| Websites |
| AUM* | 228,127,843 34% |
| of that, discretionary | 212,801,254 35% |
| Number of Employees | 2 -33% |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 216,852 21% |
| % High Net Worth | 13.82% 34% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser COORDINATED FINANCIAL PLANNING CORP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM343.2m | #Funds- | |
| Adviser LESA SROUFE & COMPANY, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM207.3m | #Funds- | |
| Adviser LAKE AVENUE FINANCIAL LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM154.7m | #Funds- | |
| Adviser SIGNATURE FINANCIAL SERVICES, LTD | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM274.0m | #Funds- | |
| Adviser THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM394.4m | #Funds- | |
| Adviser LIBERTY ASSET MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM172.7m | #Funds- | |
| Adviser SUNDOWNER CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM99.7m | #Funds- | |
| Adviser DLK INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM524.0m | #Funds- | |
| Adviser BEAM WEALTH ADVISORS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.6b | #Funds- | |
| Adviser PIERSHALE FINANCIAL GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM264.1m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker808524763 | Stock NameSCHWAB STRATEGIC TR | $ Position$40,366,078 | % Position18.00% | $ Change | # Change |
| Stck Ticker808524771 | Stock NameSCHWAB STRATEGIC TR | $ Position$30,220,924 | % Position14.00% | $ Change | # Change |
| Stck Ticker464287101 | Stock NameISHARES TR | $ Position$12,964,548 | % Position6.00% | $ Change | # Change |
| Stck Ticker808524862 | Stock NameSCHWAB STRATEGIC TR | $ Position$12,996,614 | % Position6.00% | $ Change | # Change |
| Stck Ticker808524870 | Stock NameSCHWAB STRATEGIC TR | $ Position$13,855,576 | % Position6.00% | $ Change | # Change |
| Stck Ticker808524755 | Stock NameSCHWAB STRATEGIC TR | $ Position$10,398,045 | % Position5.00% | $ Change | # Change |
| Stck Ticker46137V357 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$11,852,252 | % Position5.00% | $ Change | # Change |
| Stck Ticker921943858 | Stock NameVANGUARD TAX-MANAGED FDS | $ Position$10,710,937 | % Position5.00% | $ Change | # Change |
| Stck Ticker808524730 | Stock NameSCHWAB STRATEGIC TR | $ Position$7,929,885 | % Position4.00% | $ Change | # Change |
| Stck Ticker464287127 | Stock NameISHARES TR | $ Position$5,932,915 | % Position3.00% | $ Change | # Change |