Lighthouse Swiss Wealth Advisors AG is an investment adviser registered with the United States Securities and Exchange Commission (“SEC”) and is a Private Limited Company formed under the laws of Switzerland.
• Vera Felber is the Chief Compliance Officer (CCO), Chief Executive Officer (CEO) and Board Member of Lighhouse Swiss Wealth Advisors AG.
• Marc Brühwiler is the Chariman of the Board of Directors of Lighthouse Swiss Wealth Advisors AG.
• Marc Brühwiler owns 100.00% of Lighthouse Swiss Wealth Advisors AG as of March 15, 2022. Lighthouse Swiss Wealth Advisors AG filed its initial application to become registered as an investment adviser in June 2012. Introduction The investment advisory services of Lighthouse Swiss Wealth Advisors AG are provided to clients through appropriately licensed and qualified individuals who serve as investment adviser representatives of Lighthouse Swiss Wealth Advisors AG. (The individual investment adviser representatives will be referred to as “your investment adviser representative” throughout this brochure). Description of Advisory Services The following are descriptions of the primary advisory services of Lighthouse Swiss Wealth Advisors AG. Please understand that a written agreement, which details the exact terms of the services, must be signed by you and Lighthouse Swiss Wealth Advisors AG before we can provide you the services described below. Asset Management Services – Lighthouse Swiss Wealth Advisors AG offers asset management services, which involves Lighthouse Swiss Wealth Advisors AG providing you with continuous and ongoing supervision over your specified accounts. You must appoint our firm as your investment adviser of record on specified accounts (collectively, the “Account”). The Account consists only of separate account(s) held by qualified custodian(s) under your name. The qualified custodians maintain physical custody of all funds and securities of the Account, and you retain all rights of ownership (e.g., right to withdraw securities or cash, exercise or delegate proxy voting and receive transaction confirmations) of the Account. The Account is managed by us based on your financial situation, investment objectives and risk tolerance. We actively monitor the Account and provide advice regarding buying, selling, reinvesting or holding securities, cash or other investments of the Account. We will need to obtain certain information from you to determine your financial situation and investment objectives. You will be responsible for notifying us of any updates regarding your financial situation, risk tolerance or investment objective and whether you wish to impose or modify existing investment restrictions; however, we will contact you at least annually to discuss any changes or updates regarding your financial situation, risk tolerance or investment objectives. We are always reasonably available to consult with you relative to the status of your Account. You have the ability to impose reasonable Lighthouse Swiss Wealth Advisors AG Page 5 Form ADV Part 2A Disclosure Brochure restrictions on the management of your accounts, including the ability to instruct us not to purchase certain securities. It is important that you understand that we manage investments for other clients and may give them advice or take actions for them or for our personal accounts that is different from the advice we provide to you or actions taken for you. We are not obligated to buy, sell or recommend to you any security or other investment that we may buy, sell or recommend for any other clients or for our own accounts.

Conflicts may arise in the allocation of investment opportunities among accounts that we manage. We strive to allocate investment opportunities believed to be appropriate for your account(s) and other accounts advised by our firm among such accounts equitably and consistent with the best interests of all accounts involved. However, there can be no assurance that a particular investment opportunity that comes to our attention will be allocated in any particular manner. If we obtain material, non-public information about a security or its issuer that we may not lawfully use or disclose, we have absolutely no obligation to disclose the information to any client or use it for any client’s benefit. Cash-Only Accounts – For client’s holding cash-only in their advisory account, Lighthouse Swiss Wealth Advisors AG will charge an annual fixed fee for being Investment Advisor of Record. See Item 5 – Fees and Compensation – for additional information. Limits Advice to Certain Types of Investments Lighthouse Swiss Wealth Advisors AG provides investment advice on the following types of investments:
• Exchange Traded Funds (ETFs)
• Exchange-listed Securities
• Securities Traded Over-the-Counter
• Foreign Issues
• Warrants
• Corporate Debt Securities
• Commercial Paper
• Certificates of Deposit
• Municipal Securities
• US Government Securities
• Options Contracts on Securities
• Options Contracts on Commodities
• Futures Contracts on Tangibles
• Futures Contracts on Intangibles
• Securities Properly Exempted from Registration Although we generally provide advice only on the products previously listed, we reserve the right to offer advice on any investment product that may be suitable for each client’s specific circumstances, needs, goals and objectives. It is not our typical investment strategy to attempt to time the market, but we may increase cash holdings modestly as deemed appropriate based on your risk tolerance and our expectations of market behavior. We may modify our investment strategy to accommodate special situations such as low basis stock, stock options, legacy holdings, inheritances, closely held businesses, collectibles, or special tax situations. (Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more information.) Lighthouse Swiss Wealth Advisors AG Page 6 Form ADV Part 2A Disclosure Brochure Tailor Advisory Services to Individual Needs of Clients Lighthouse Swiss Wealth Advisors AG’s advisory services are always provided based on your individual needs. This means, for example, that when we provide asset management services, you are given the ability to impose restrictions on the accounts we manage for you, including specific investment selections and sectors. We work with you on a one-on-one basis through interviews and questionnaires to determine your investment objectives and suitability information. We will not enter into an investment adviser relationship with a prospective client whose investment objectives may be considered incompatible with our investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Client Assets Managed by Lighthouse Swiss Wealth Advisors AG As of December 31, 2023, Lighthouse Swiss Wealth Advisors AG had total assets under management in the amount of $52,837,484 . All of these assets are managed on a discretionary basis. None of these assets are managed on a non-discretionary basis.