A. Organization and Ownership UOB Global Capital LLC (“UOBGC”) is a Delaware LLC that was organized in 1998 and is registered with the SEC as an investment adviser. The owners of UOBGC are UOB Holdings (USA) Inc, a wholly owned subsidiary of the United Overseas Bank Limited (“UOB”) and Teamco Management Co. LLC (“Teamco”). UOB is publicly listed in Singapore. Teamco is owned by UOBGC employees. UOBGC provides investment advisory services through its’ subsidiary, UOB Capital Partners LLC (a relying adviser) (“UOB Capital” and together with UOBGC, the “Firm”) to the ASEAN China Investment Fund (US) III, L.P, the ASEAN China Investment Fund (US) IV, L.P. and the ASEAN China Investment Fund (US) V, L.P. (together the “Funds”). UOB Capital serves as the general partner of each Fund. UOB Capital and the Funds have appointed UOB Venture Management Pte Limited, an affiliate of UOBGC registered as an investment adviser with the Monetary Authority of Singapore, to serve as sub-adviser and make investment recommendations to the Funds (“UOBVM or the “sub- adviser”). The Funds are private equity funds that during their investment period focus on making investments in private securities in the member countries of ASEAN and China. In addition, UOBGC provides certain administrative and clerical services to each of the ASEAN China Investment Fund III, L.P., the ASEAN China Investment Fund IV, L.P. and the ASEAN China Investment Fund V, L.P. (together the “Offshore Funds”). An affiliate of UOBGC serves as the general partner of each Offshore Fund. Each Offshore Fund is a parallel fund to the correspondingly named Fund, but does not have any U.S. investors. UOBGC does not provide investment advisory services to the Offshore Funds. UOBVM serves as sub-adviser and makes investment recommendations to the Offshore Funds. UOB Capital was formed in April 2003 as a joint venture between UOB Global Capital

LLC and Westmount Pacific LLC for the sole purpose of acting as General Partner to the Funds. UOBGC is an affiliate of the UOB Group, one of Asia’s premier financial institutions. As part of its operations, UOBGC also participates in certain joint ventures, alliances or affiliations with other investment advisers relating to the sponsorship of certain private funds. Investment advice is generally provided to these private funds by separate investment advisers. Please see Item 10 for additional information relating to these activities. B. Advisory Services The Firm provides investment advisory services for the Funds, each of which are privately offered funds which primarily focus on making private equity investments in private securities in the member countries of ASEAN and China. C. Tailoring of Investment Advice The Firm provides investment advisory services in accordance with the constituent documents of each of the Funds. The Funds target investments in growth-oriented companies operating in East and South East Asia (the “Region”). Within the Region, the Fund places special emphasis on opportunities in the “Asean-China Growth Corridor,” encompassing the 10 countries of Asean and the People’s Republic of China. The strategic focus of the Funds is on privately negotiated equity and equity related investments, particularly in companies that can benefit from the continuing expansion of trade and investment between the Asean member-states and China, and their respective overseas trading partners. D. Wrap Fee Program UOBGC does not participate in a wrap fee program. E. Assets Under Management UOBGC manages the assets of each Fund on a discretionary basis. As of December 31, 2023, the amount of assets held by the Firm’s Fund clients was $95,877,193.1