9AT: TUDOR INVESTMENT CORPORATION

other names

TUDOR INVESTMENT CORPORATION
TUDOR CAPITAL AUSTRALIA PTY LTD (REYLING ADVISER)
TUDOR CAPITAL SINGAPORE PTE. LTD. (RELYING ADVISER)
TUDOR CAPITAL EUROPE LLP (RELYING ADVISER)
TUDOR CAPITAL AUSTRALIA PTY LTD (RELYING ADVISER)
TUDOR CAPITAL (DIFC) LIMITED
XANTIUM

Adviser Profile

As of Date	11/05/2025
ADV Location	STAMFORD, CT, United States
Adviser Type - Large advisory firm
Number of Employees	406 14%
of those in investment advisory functions	232 27%
Registration	SEC, Approved, 03/30/2012

AUM^*	83,565,536,000 31%
of that, discretionary	83,565,536,000 31%
Private Fund GAV^*	81,927,975,898 0%
Avg Account Size	3,979,311,238 31%
SMA’s	No
Private Funds	19 1
Contact Info	203 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count17	GAV$80,946,395,898
Fund TypePrivate Equity Fund	Count2	GAV$981,580,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser EAST ROCK CAPITAL, LLC	Hedge Fund3.5b	Liquidity Fund-	Private Equity Fund562.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0b	AUM3.9b	#Funds16
Adviser STANDARD GENERAL L.P.	Hedge Fund990.7m	Liquidity Fund-	Private Equity Fund118.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM670.3m	#Funds21
Adviser THIRD POINT LLC	Hedge Fund16.2b	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund5.0b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV22.8b	AUM21.8b	#Funds46
Adviser SANDLER CAPITAL MANAGEMENT	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund16.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM946.9m	#Funds13
Adviser AVIDITY PARTNERS MANAGEMENT LP	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.3b	#Funds7
Adviser POINTSTATE CAPITAL LP	Hedge Fund9.0b	Liquidity Fund-	Private Equity Fund391.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4b	AUM9.4b	#Funds18
Adviser ITE MANAGEMENT L.P.	Hedge Fund5.6b	Liquidity Fund-	Private Equity Fund13.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV5.6b	AUM6.0b	#Funds12
Adviser INCLUSIVE CAPITAL PARTNERS, L.P.	Hedge Fund603.5m	Liquidity Fund-	Private Equity Fund58.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV662.3m	AUM662.3m	#Funds10
Adviser TAIYO PACIFIC PARTNERS L.P.	Hedge Fund224.6m	Liquidity Fund-	Private Equity Fund153.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV377.9m	AUM820.1m	#Funds7
Adviser TRACE CAPITAL MANAGEMENT LP	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM1.8b	#Funds4

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287655	Stock NameIshares Russell 2000 Etf - US ETP (PUT)	$ Position$6,907,520,376	% Position13.00%	$ Change-17.00%	# Change-18.00%
Stck Ticker46090E103	Stock NameInvesco Qqq Trust Series 1 - US ETP (PUT)	$ Position$2,101,677,372	% Position4.00%	$ Change-6.00%	# Change-8.00%
Stck Ticker464287655	Stock NameIshares Russell 2000 Etf - US ETP (CALL)	$ Position$2,259,576,488	% Position4.00%	$ Change-30.00%	# Change-32.00%
Stck Ticker46090E103	Stock NameInvesco Qqq Trust Series 1 - US ETP (CALL)	$ Position$1,826,589,354	% Position3.00%	$ Change-13.00%	# Change-15.00%
Stck Ticker464287200	Stock NameIshares Core S&P 500 Etf - US ETP	$ Position$956,718,712	% Position2.00%	$ Change7258.00%	# Change7090.00%
Stck Ticker464287234	Stock NameIshares Msci Emerging Markets Etf - US ETP (PUT)	$ Position$427,246,803	% Position1.00%	$ Change60.00%	# Change56.00%
Stck Ticker46090E103	Stock NameInvesco Qqq Trust Series 1 - US ETP	$ Position$370,841,746	% Position1.00%	$ Change8.00%	# Change5.00%
Stck Ticker023135106	Stock NameAmazon.Com Inc - US (PUT)	$ Position$340,274,844	% Position1.00%	$ Change1599.00%	# Change1516.00%
Stck Ticker67066G104	Stock NameNvidia Corp - US (PUT)	$ Position$641,261,600	% Position1.00%	$ Change316.00%	# Change316.00%
Stck Ticker037833100	Stock NameApple Inc - US (PUT)	$ Position$430,952,472	% Position1.00%	$ Change707.00%	# Change656.00%

Brochure Summary

Overview

The Tudor Group is a group of affiliated entities engaged in the management of client and proprietary assets and the investment advisory business on a global basis for an international clientele. Within the Tudor Group, TIC serves as the primary advisory entity, and together with its Relying Advisers, acts as investment adviser, on a discretionary basis, to Tudor’s Clients. TIC was formed in 1980 by Paul Tudor Jones and, together with its Relying Advisers, is privately owned by certain current and former Personnel. Mr. Jones is the sole controlling principal of Tudor and is the Co-Chairman and Chief Investment Officer of TIC. As of December 31, 2023, Tudor had $63,586,929,000 in regulatory assets under management, all of which is managed on a discretionary basis. Tudor is a multi-strategy investment adviser focused primarily on discretionary and quantitative investment strategies, including but not limited to discretionary global macro, event driven equity, data driven equity, quantitative global macro, statistical arbitrage and other quantitative strategies,

as more fully described in Item 8 below. Tudor employs trading strategies across a broad range of securities and derivative instruments in the fixed income, currency, commodity and equity asset classes, on both a long and short basis, for varying investment horizons. Tudor provides discretionary investment advisory services to its Clients, which include the Tudor Funds (some of which are Proprietary Accounts) and Managed Accounts. Certain Tudor Funds and Managed Accounts focus on a single investment strategy while others focus on multiple strategies. The investment objective, strategy and restrictions (if any) of each Tudor Fund are set forth in the applicable Offering Materials, and are generally not tailored to the individualized investment needs of any particular Investor. However, the terms applicable to Managed Accounts are tailored based on the individual needs of the Managed Account holder. Further information about these strategies and investments, as well as a discussion of associated material risks, can be found in Item 8 of this brochure.

TUDOR INVESTMENT CORPORATION

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview