9AT: ULYSSES MANAGEMENT LLC

other names

ULYSSES MANAGEMENT LLC
JOSHUA NASH LLC (RELYING ADVISER)
ULYSSES REAL ESTATE GP, LLC (RELYING ADVISER)
ULYSSES MANAGEMENT OFFSHORE LLC (RELYING ADVISER)

Adviser Profile

As of Date	03/13/2026
Registration	SEC, Approved, 03/30/2012
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	1,421,644,806 -11%
of that, discretionary	1,421,644,806 -11%
Private Fund GAV^*	1,357,033,420 -8%
Avg Account Size	355,411,202 12%
SMA’s	Yes
Private Funds	2 1

Adviser Type

- Large advisory firm

Number of Employees 23 -4%

of those in investment advisory functions 8 -11%

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name COHNREZNICK	Filing Date02/26/2025	Form ADV-E View Report
Accounting Firm Name COHNREZNICK	Filing Date10/27/2023	Form ADV-E View Report

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$1,082,635,852
Fund TypePrivate Equity Fund	Count1	GAV$274,397,568

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GOODHART PARTNERS LLP	Hedge Fund397.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV397.3m	AUM683.0m	#Funds4
Adviser WOODSON CAPITAL MANAGEMENT, LP	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund79.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.5b	#Funds7
Adviser CAS INVESTMENT PARTNERS, LLC	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM2.4b	#Funds4
Adviser TREVILLE CAPITAL MANAGEMENT LLC	Hedge Fund476.3m	Liquidity Fund-	Private Equity Fund748.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.1m	Other Fund-	Total Private Fund GAV1.2b	AUM1.9b	#Funds17
Adviser AMPFIELD MANAGEMENT	Hedge Fund662.4m	Liquidity Fund-	Private Equity Fund15.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV678.0m	AUM774.0m	#Funds8
Adviser TOTEM POINT MANAGEMENT, LLC	Hedge Fund138.3m	Liquidity Fund-	Private Equity Fund5.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV144.2m	AUM144.2m	#Funds8
Adviser BLEICHROEDER LP	Hedge Fund635.4m	Liquidity Fund-	Private Equity Fund11.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund356.3m	Total Private Fund GAV1.0b	AUM2.4b	#Funds5
Adviser POETIC GROUP LLC	Hedge Fund723.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV723.4m	AUM802.5m	#Funds3
Adviser SANDGLASS CAPITAL ADVISORS LLC	Hedge Fund663.9m	Liquidity Fund-	Private Equity Fund179.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV843.7m	AUM873.7m	#Funds11
Adviser AUDENT GLOBAL ASSET MANAGEMENT, LLC	Hedge Fund133.5m	Liquidity Fund-	Private Equity Fund44.2m	Real Estate Fund78.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV256.0m	AUM452.3m	#Funds14

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker78462F103	Stock NameSTATE STR SPDR S&P 500 ETF T (PUT)	$ Position$455,238,000	% Position57.00%	$ Change	# Change
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$52,329,822	% Position7.00%	$ Change-25.00%	# Change-2.00%
Stck Ticker023135106	Stock NameAMAZON.COM	$ Position$53,629,525	% Position7.00%	$ Change-10.00%	# Change0.00%
Stck Ticker806407102	Stock NameHENRY SCHEIN	$ Position$47,894,535	% Position6.00%	$ Change-5.00%	# Change-2.00%
Stck Ticker058498106	Stock NameBALL CORP	$ Position$31,919,400	% Position4.00%	$ Change10.00%	# Change-2.00%
Stck Ticker874039100	Stock NameTAIWAN SEMICONDUCTOR (CALL)	$ Position$27,880,875	% Position3.00%	$ Change11.00%	# Change0.00%
Stck Ticker806407102	Stock NameHENRY SCHEIN (CALL)	$ Position$18,786,130	% Position2.00%	$ Change28.00%	# Change31.00%
Stck Ticker90353T100	Stock NameUBER	$ Position$19,543,381	% Position2.00%	$ Change-21.00%	# Change-11.00%
Stck Ticker46090E103	Stock NameINVESCO QQQ TRUST (PUT)	$ Position$17,315,400	% Position2.00%	$ Change	# Change
Stck Ticker25432X102	Stock NameDIME COMMUNITY BANCSHARES	$ Position$7,590,595	% Position1.00%	$ Change12.00%	# Change0.00%

Brochure Summary

Overview

Ulysses Management LLC (“Ulysses”, “our” or “we”) was formed in 1997. We are owned principally by Joshua Nash LLC, which is owned by Joshua Nash. We provide investment management services to private investment funds (“Funds”) and to a separately managed account (“Client” and together with the Funds “Clients”), as more fully described below. Also, we are the manager of a special purpose vehicle owned by one of the Funds along with co-investors, which invested in an illiquid private equity investment. Private Investment Funds. We are the investment manager for two Funds. Fund that invests in hedge funds and marketable securities: One of our Funds invests in other hedge funds, in accounts advised by unaffiliated investment advisers and in marketable securities of all kinds. Joshua Nash and his family members own approximately 91% of the capital of the Fund. A small percentage of the Fund is owned by the family of a long time business partner of the Nash family. Our offshore fund completed an orderly liquidation as of December 31, 2023. Fund that invests in illiquid investments: The Fund invests in illiquid investments such as

real estate, private equity and real estate funds and private companies in a wide array of industries. The family of Joshua Nash owns approximately 84% of the capital of the Fund. Separately Managed Account. We serve as investment manager for a private foundation controlled by the family of a long time business partner of the Nash family. This account is invested in one private investment in a real estate fund. Investment Discretion We tailor our advisory services to the stated objectives of each Client. Limitations and restrictions on certain investments or types of investments, if any, are set forth in the investment management agreement entered into with, and in investment guidelines provided by, each Client. In each case, we have discretion to determine outside investment advisers to be engaged and investment acquisitions and dispositions, consistent with the stated investment objectives and limitations of the respective Client. We do not participate in wrap fee programs. As of December 31, 2023, we provided discretionary asset management for approximately $1.59 billion of Client assets.

ULYSSES MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

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Private Funds

Employees

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