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Adviser Profile

Registration status Terminated
As of Date 04/23/2025
Adviser Type - Large advisory firm
Number of Employees 19 -17.39%
of those in investment advisory functions 10 -23.08%
AUM* 3,878,375,778 -12.34%
of that, discretionary 3,846,881,070 -12.53%
Private Fund GAV* 0 -100.00%
Avg Account Size 168,625,034 -4.72%
SMA’s Yes
Private Funds 0 1
Contact Info 203 xxxxxxx
Websites

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

6B 5B 4B 3B 3B 2B 871M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary