9AT: WHALE ROCK CAPITAL MANAGEMENT

other names

WHALE ROCK CAPITAL MANAGEMENT
WHALE ROCK CAPITAL PARTNERS LLC, "A RELYING ADVISOR"
WHALE ROCK CAPITAL PARTNERS LLC (RELYING ADVISER)
WHALE ROCK CAPITAL MANAGEMENT, LLC
WHALE ROCK CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/31/2025
ADV Location	BOSTON, MA, United States
Adviser Type - Large advisory firm
Number of Employees	32 -3%
of those in investment advisory functions	11 -15%
Registration	SEC, Approved, 06/09/2010

AUM^*	11,674,791,096 34%
of that, discretionary	11,674,791,096 47%
Private Fund GAV^*	11,674,791,096
Avg Account Size	729,674,444 28%
SMA’s	No
Private Funds	18 2
Contact Info	617 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count18	GAV$11,674,791,096

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STARBOARD VALUE LP	Hedge Fund6.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.1b	AUM9.0b	#Funds9
Adviser TRUTINO CAPITAL MANAGEMENT, LLC	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM9.6b	#Funds3
Adviser LOMBARD ODIER ASSET MANAGEMENT (USA) CORP	Hedge Fund5.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund24.6m	Total Private Fund GAV5.3b	AUM5.7b	#Funds21
Adviser ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.	Hedge Fund10.2b	Liquidity Fund-	Private Equity Fund49.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.2b	AUM10.8b	#Funds25
Adviser PAAMCO PRISMA, LLC	Hedge Fund2.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4b	AUM5.2b	#Funds15
Adviser NEUBERGER BERMAN CANADA ULC	Hedge Fund299.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV299.8m	AUM11.7b	#Funds3
Adviser FREESTONE CAPITAL MANAGEMENT, LLC	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund423.6m	Total Private Fund GAV1.8b	AUM11.5b	#Funds19
Adviser CAPITAL FUND MANAGEMENT S.A.	Hedge Fund12.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.4b	AUM12.3b	#Funds17
Adviser JUNTO CAPITAL MANAGEMENT LP	Hedge Fund9.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.6b	AUM9.6b	#Funds6
Adviser TIFF INVESTMENT MANAGEMENT	Hedge Fund3.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.8b	AUM6.7b	#Funds39

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$657,588,899	% Position8.00%	$ Change131.00%	# Change80.00%
Stck Ticker03831W108	Stock NameAPPLOVIN CORP	$ Position$544,686,440	% Position7.00%	$ Change-22.00%	# Change-17.00%
Stck Ticker15101Q207	Stock NameCELESTICA INC	$ Position$556,453,604	% Position7.00%	$ Change-25.00%	# Change-37.00%
Stck Ticker146869102	Stock NameCARVANA CO	$ Position$451,899,860	% Position6.00%	$ Change111.00%	# Change89.00%
Stck Ticker11135F101	Stock NameBROADCOM INC	$ Position$357,082,445	% Position5.00%	$ Change-24.00%	# Change-28.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$428,835,400	% Position5.00%	$ Change35.00%	# Change28.00%
Stck TickerG3323L100	Stock NameFABRINET	$ Position$280,473,878	% Position4.00%	$ Change13.00%	# Change-10.00%
Stck TickerM6191J100	Stock NameJFROG LTD	$ Position$330,901,338	% Position4.00%	$ Change140.00%	# Change82.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$310,052,854	% Position4.00%	$ Change-42.00%	# Change-36.00%
Stck Ticker771049103	Stock NameROBLOX CORP	$ Position$332,637,306	% Position4.00%	$ Change-35.00%	# Change10.00%

Brochure Summary

Overview

Description of the Advisory Firm Whale Rock Capital Management LLC (“Whale Rock,” the “Firm” or “We”) is a Delaware limited liability company formed in March of 2006 primarily for the purpose of sponsoring and managing pooled investment vehicles. Alexander Sacerdote is the founder, principal owner, and managing member of Whale Rock and is currently the Chief Executive Officer. We sponsor and manage pooled investment vehicles (each referred to herein as a “Fund” and collectively as the “Funds”) including: 1. The Flagship Funds include (i) Whale Rock Flagship Fund LP and Whale Rock Flagship Fund Ltd., which are feeder funds into Whale Rock Flagship Master Fund, LP and (ii) Whale Rock Flagship (AI) Fund LP (collectively the “Flagship Funds”). Whale Rock Flagship Fund LP (the “U.S. Flagship Fund”) was organized as a Delaware limited partnership in April 2006 and commenced investment operations in May 2006. Whale Rock Flagship Fund Ltd. (the “Offshore Flagship Fund”) is a Cayman Islands exempted company and commenced investment operations in July 2006. Whale Rock Flagship Master Fund, LP (the “Flagship Master Fund”) is a Cayman Islands limited partnership that commenced operations in January 2014. Whale Rock Flagship (AI) Fund LP (the “AI Fund”) was organized as a Delaware limited partnership in April 2006 and commenced investment operations in June 2006. 2. The Long Opportunities Funds include (i) Whale Rock Long Opportunities Fund LP and Whale Rock Long Opportunities Fund Ltd., which are feeder funds into Whale Rock Long Opportunities Master Fund, LP, (ii) Whale Rock Long Opportunities Fund II LP, and (iii) Whale Rock Long Opportunities Fund IV LP which is a feeder fund into Whale Rock Long Opportunities IV(A) LP (collectively the “Long Opportunities Funds”). Whale Rock Long Opportunities Fund LP was organized as Delaware limited Funds in June 2019 (the “U.S. Long Opportunities Fund”) and commenced investment operations in January 2020. Whale Rock Long Opportunities Fund Ltd. is a Cayman Islands exempted company (the “Offshore Long Opportunities Fund”) and commenced investment operation January 2020. Whale Rock

Long Opportunities Master Fund, LP (the “Long Opportunities Master Fund”) is a Cayman Islands limited partnership that commenced investment operations in January 2020. Whale Rock Long Opportunities Fund II LP was organized as Delaware limited in October 2019 (the “U.S. Long Opportunities Fund II”) and commenced investment operations in January 2020. Whale Rock Long Opportunities Fund IV LP was organized as a Cayman Islands exempted limited partnership in September 2023 and commenced investment operation in October 2023. Whale Rock Long Opportunities Fund IV(A) LP was organized as a Cayman Islands exempted limited partnership in August 2023 and commenced investment operations in October 2023. 3. The Hybrid Funds include (i) Whale Rock Hybrid Fund LP and Whale Rock Hybrid Fund Ltd, which are feeder funds into Whale Rock Hybrid Master Fund, LP (“Hybrid Fund I”) and (ii) Whale Rock Hybrid Fund II LP and Whale Rock Hybrid Fund II Ltd., which are feeder funds into Whale Rock Hybrid Master Fund II, LP (“Hybrid Fund II”, and collectively with Hybrid Fund I, the “Hybrid Funds”). Whale Rock Hybrid Fund LP (the “U.S. Hybrid Fund I”) was organized as a Delaware limited partnership in November 2020 and commenced operations in April 2021. The Whale Rock Hybrid Fund Ltd. (the “Offshore Hybrid Fund I”) was organized as a Cayman Islands exempted company and commenced operations in April 2021. Whale Rock Hybrid Master Fund, LP (the “Hybrid Master Fund I”) is a Cayman Islands limited partnership that commenced operations in April 2021. Whale Rock Hybrid Fund II LP (the “U.S. Hybrid Fund II”) was organized as a Delaware limited in January 2021 and commenced operations in April 2021. The Whale Rock Hybrid Fund II Ltd. (the “Offshore Hybrid Fund II”) was organized as a Cayman Islands exempted company and commenced operations in April 2021. Whale Rock Hybrid Master Fund, LP (the “Hybrid Master Fund II”) is a Cayman Islands limited that commenced operations in April 2021. Affiliated entities serve as the general partners of the U.S. feeder funds and their master funds as discussed in

WHALE ROCK CAPITAL MANAGEMENT

Adviser Profile

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