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Adviser Profile

As of Date 02/21/2025
Adviser Type - Large advisory firm
Number of Employees 8 14.29%
of those in investment advisory functions 5
Registration SEC, Approved, 04/30/2009
AUM* 774,040,243 39.23%
of that, discretionary 774,040,243 39.23%
Private Fund GAV* 0
Avg Account Size 1,120,174 9.41%
% High Net Worth 58.36% 3.75%
SMA’s Yes
Private Funds 0
Contact Info (60 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

617M 529M 441M 353M 264M 176M 88M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$24,028,691 % Position6.00% $ Change-10.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$25,141,745 % Position6.00% $ Change-13.00% # Change-3.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$18,068,911 % Position5.00% $ Change-31.00% # Change-15.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$20,301,123 % Position5.00% $ Change-28.00% # Change-16.00%
Stck Ticker46435G268 Stock NameISHARES TR $ Position$16,161,400 % Position4.00% $ Change-8.00% # Change0.00%
Stck Ticker92204A306 Stock NameVANGUARD WORLD FD $ Position$15,099,152 % Position4.00% $ Change7.00% # Change0.00%
Stck Ticker92204A405 Stock NameVANGUARD WORLD FD $ Position$16,170,981 % Position4.00% $ Change-1.00% # Change-2.00%
Stck Ticker88339J105 Stock NameTHE TRADE DESK INC $ Position$11,143,619 % Position3.00% $ Change68.00% # Change261.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$10,156,215 % Position3.00% $ Change-5.00% # Change-11.00%
Stck Ticker00724F101 Stock NameADOBE INC $ Position$11,569,566 % Position3.00% $ Change47.00% # Change70.00%

Brochure Summary