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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 14 7.69%
of those in investment advisory functions 10 11.11%
Registration Colorado, Terminated, 12/10/2007
Other registrations (1)
AUM* 487,814,567 15.48%
of that, discretionary 447,745,165 17.53%
Private Fund GAV* 31,379,795 -25.73%
Avg Account Size 368,162 -1.61%
% High Net Worth 20.57% 16.49%
SMA’s Yes
Private Funds 3
Contact Info 303 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

405M 347M 289M 231M 173M 116M 58M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count3 GAV$31,379,795

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker713448108 Stock NamePEPSICO INC $ Position$15,820,414 % Position8.00% $ Change1.00% # Change3.00%
Stck Ticker00162Q346 Stock NameALPS ETF TR $ Position$8,369,718 % Position4.00% $ Change14.00% # Change13.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$5,783,464 % Position3.00% $ Change17.00% # Change0.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$5,525,932 % Position3.00% $ Change15.00% # Change12.00%
Stck Ticker988498101 Stock NameYUM BRANDS INC $ Position$6,775,021 % Position3.00% $ Change16.00% # Change-1.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$3,669,530 % Position2.00% $ Change35.00% # Change42.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$3,708,250 % Position2.00% $ Change-6.00% # Change-1.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$4,934,779 % Position2.00% $ Change-10.00% # Change-1.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,435,125 % Position2.00% $ Change10.00% # Change9.00%
Stck Ticker46641Q761 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,939,807 % Position2.00% $ Change-4.00% # Change-3.00%

Brochure Summary