| As of Date | 09/22/2026 |
| Registration | SEC, Approved, 05/15/2006 |
| ADV Location | MELVILLE, NY, United States |
| Contact Info | 631 xxxxxxx |
| Websites |
| AUM* | 1,253,310,566 42% |
| of that, discretionary | 1,253,310,566 42% |
| Number of Employees | 16 7% |
| of those in investment advisory functions | 8 14% |
| Private Fund GAV* | 0 |
| Avg Account Size | 495,380 -2% |
| % High Net Worth | 44.66% 19% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser AFS FINANCIAL GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM244.9m | #Funds- | |
| Adviser FPC INVESTMENT ADVISORY, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM364.6m | #Funds- | |
| Adviser SAX WEALTH ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund19.3m | Total Private Fund GAV19.3m | AUM3.6b | #Funds1 | |
| Adviser CLEAN YIELD ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM571.2m | #Funds- | |
| Adviser MORRIS FINANCIAL CONCEPTS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM538.4m | #Funds- | |
| Adviser MEZZASALMA ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM534.4m | #Funds- | |
| Adviser PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM313.7m | #Funds- | |
| Adviser PLANNING ALTERNATIVES LTD | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser CORNERSTONE FINANCIAL PLANNING, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM400.7m | #Funds- | |
| Adviser FMP WEALTH ADVISERS | Hedge Fund41.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund4.4m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV45.3m | AUM1.3b | #Funds2 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker922908637 | Stock NameVANGUARD INDEX FDS | $ Position$166,765,079 | % Position18.00% | $ Change13.00% | # Change-1.00% |
| Stck Ticker78462F103 | Stock NameSTATE STR SPDR S&P 500 ETF T | $ Position$88,083,213 | % Position10.00% | $ Change90.00% | # Change66.00% |
| Stck Ticker01989A308 | Stock NameALLSPRING EXCHANGE TRADED FU | $ Position$52,260,226 | % Position6.00% | $ Change | # Change |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$46,352,176 | % Position5.00% | $ Change5.00% | # Change5.00% |
| Stck Ticker922908652 | Stock NameVANGUARD INDEX FDS | $ Position$50,423,264 | % Position5.00% | $ Change20.00% | # Change0.00% |
| Stck Ticker921909768 | Stock NameVANGUARD STAR FDS | $ Position$49,489,501 | % Position5.00% | $ Change11.00% | # Change0.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$34,002,266 | % Position4.00% | $ Change14.00% | # Change0.00% |
| Stck Ticker33740F797 | Stock NameFIRST TR EXCHNG TRADED FD VI | $ Position$22,913,398 | % Position2.00% | $ Change26.00% | # Change1.00% |
| Stck Ticker46432F842 | Stock NameISHARES TR | $ Position$19,554,918 | % Position2.00% | $ Change12.00% | # Change5.00% |
| Stck Ticker922908751 | Stock NameVANGUARD INDEX FDS | $ Position$14,510,477 | % Position2.00% | $ Change19.00% | # Change3.00% |