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Adviser Profile

As of Date 04/30/2025
Adviser Type - Large advisory firm
Number of Employees 24 9.09%
of those in investment advisory functions 12 20.00%
Registration SEC, Approved, 03/28/2006
Other registrations (2)
AUM* 840,552,907 16.84%
of that, discretionary 835,834,390 16.83%
Private Fund GAV* 103,360,795 -2.14%
Avg Account Size 2,090,928 3.18%
% High Net Worth 41.60% -13.59%
SMA’s Yes
Private Funds 3
Contact Info 918 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

748M 641M 534M 427M 321M 214M 107M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeReal Estate Fund Count3 GAV$103,360,795

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Brochure Summary