Purkiss Capital Advisors, LLC (Purkiss Capital, the “Firm,” “we,” “us,” “ours”) is a Connecticut limited liability company that was founded in March 2003 and has been registered as an investment adviser since 2003. From September 2001 to March 2003, Purkiss Capital Advisors, LLC operated under the entity Purkiss Capital Advisors, Inc. The principal owner of Purkiss Capital is R. Allen Purkiss. Advisory Services Purkiss Capital is an investment adviser providing financial planning, consulting, and investment management services. Investment Management Services Clients can engage Purkiss Capital to manage all or a portion of their assets on a discretionary basis. Purkiss Capital primarily allocates clients’ investment management assets among mutual funds, exchange traded funds (ETFs), and individual debt and equity securities in accordance with the investment objectives of the client. Purkiss Capital also provides advice about any type of investment held in clients’ portfolios. Purkiss Capital tailors its advisory services to the individual needs of clients. Purkiss Capital ensures that clients’ investments are suitable for their investment needs, goals, objectives and risk tolerance. Clients are advised to promptly notify Purkiss Capital if there are changes in their financial situation or investment objectives or if they wish to impose any reasonable restrictions upon Purkiss Capital’s management services. Financial Planning Services For clients engaging in our financial planning services, a financial plan will be developed by reviewing a client’s current financial situation. A review may include the following components: cash management, risk management, insurance, education funding, goal setting, retirement planning, estate and charitable giving planning, tax planning, and capital needs planning. The fee for financial planning services on a stand-alone basis will depend on the complexity of the client’s circumstances. For investment management clients, financial planning may be offered as a component of the overall investment advisory services, therefore, Purkiss Capital does not charge investment management clients a separate fee for financial planning services. Account Aggregation Services Purkiss Capital also offers account aggregation services through a third-party vendor (ByAll). These account aggregation services allow Purkiss Capital to have access to the information in accounts that are not managed by Purkiss Capital on the Fidelity platform (“Outside Accounts”). The benefit of this service is that it allows Purkiss Capital to provide recommendations on a client’s portfolio based on the totality of the client’s investments (i.e., not just based on those accounts managed by Purkiss Capital at Fidelity). It also allows Purkiss Capital to provide clients with portfolio management and performance reporting for all of the client’s accounts. Under no circumstances, however, will Purkiss Capital have discretionary or non-discretionary management over the assets in the Outside Accounts as this service is for information and reporting purposes only. Consulting Services Purkiss Capital offers consulting services to clients which will include a review of their individual or household portfolio. This service will consist of a written report containing analysis and observations regarding the current status of the client’s portfolio. The scope of any investment advice will be limited to this single review and not as part of any ongoing relationship. The client will sign an agreement for this service. Should the individual or household become client of Purkiss Capital in accordance with the Investment Management Agreement, any fees associated with this service will be waived. Other Investment Advisors In certain circumstances, Purkiss Capital uses other investment advisory

firms to sub-advise on a component of select clients’ portfolios; clients acknowledge the services and fees provided by sub- advisory firms in writing. Client Tailored Services and Client Imposed Restrictions As detailed above, Purkiss Capital tailors its advisory services to the individual needs of clients. Purkiss Capital ensures that clients’ investments are suitable for their investment needs, goals, objectives and risk tolerance. Generally, clients are permitted to impose reasonable restrictions on investing in certain securities or types of securities in their advisory accounts, provided, however, that some restrictions may not be accommodated when utilizing Exchange Traded Funds or mutual funds. In addition, a restriction request may not be honored if it is fundamentally inconsistent with Purkiss Capital’s investment philosophy, runs counter to the client’s stated investment objectives, or would prevent Purkiss Capital from properly servicing client accounts. Fiduciary Statement We are fiduciaries under the Investment Advisers Act of 1940 and when we provide investment advice to you regarding your retirement plan account or individual retirement account, we are also fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act, (“ERISA”) and/or the Internal Revenue Code, (“IRC”), as applicable, which are laws governing retirement accounts. We have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. We must take into consideration each client’s objectives and act in the best interests of the client. We are prohibited from engaging in any activity that is in conflict with the interests of the client. We have the following responsibilities when working with a client:
• To render impartial advice;
• To make appropriate recommendations based on the client’s needs, financial circumstances, and investment objectives;
• To exercise a high degree of care and diligence to ensure that information is presented in an accurate manner and not in a way to mislead;
• To have a reasonable basis, information, and understanding of the facts in order to provide appropriate recommendations and representations;
• Disclose any material conflict of interest in writing; and
• Treat clients fairly and equitably. Regulations prohibit us from:
• Employing any device, scheme, or artifice to defraud a client;
• Making any untrue statement of a material fact to a client or omitting to state a material fact when communicating with a client;
• Engaging in any act, practice, or course of business which operates or would operate as fraud or deceit upon a client; or
• Engaging in any manipulative act or practice with a client. We will act with competence, dignity, integrity, and in an ethical manner, when working with clients. We will use reasonable care and exercise independent professional judgement when conducting investment analysis, making investment recommendations, trading, promoting our services, and engaging in other professional activities. Wrap Fee Programs Under a wrap fee program, advisory services (which may include portfolio management or advice concerning the selection of other investment advisers) and transaction services (e.g., execution of trades) are provided for one fee. This is different from traditional investment management programs whereby services are provided for a fee, but transaction services are billed separately on a per-transaction basis. Purkiss Capital does not provide portfolio management services to a wrap fee program(s). Assets Under Management As of December 31, 2023, Purkiss Capital had $514,181,672 assets under management; all assets are managed on a discretionary basis.