Overview
Context Capital Management, LLC (“CCM” or the “Firm”) serves as the Investment Advisor and CCM GP
LLC (“CCM GP”) serves as the General Partner to Context Partners Master Fund, L.P. and its two feeder
funds Context Partners Fund, L.P and Context Partners Offshore Ltd. (collec-vely “The Funds” or the
“Partnership”). The investment objec-ves are detailed in the Confiden-al Offering Circular of Context
Partners Fund L.P. and the Private Offering Memorandum of Context Partners Offshore Ltd. (collec-vely
“Fund documents”).
At present, Context Capital Management, LLC does not offer advisory services to separately managed
accounts but may choose to do so in the future.
CCM was formed as a Delaware limited liability company in 2001 and has been registered as an
investment adviser with the SEC since 2005. CCM GP was formed as a Delaware limited liability
company in 2023.
CCM specializes in fixed income and rela-ve-value strategies including conver-ble arbitrage,
fundamental credit and event-driven situa-ons. CCM invests in securi-es consis-ng principally of
conver-ble debt instruments, conver-ble preferred stock, equi-es and other equity-linked securi-es.
The instruments that CCM invests in include senior and subordinated debt, notes,
op-ons, warrants,
rights, bank debt, private claims, futures and other commodity interests, other deriva-ves, special
purpose acquisi-on corpora-ons (SPACs) and other equity or fixed-income securi-es sold in U.S. and
non-U.S. public markets and private placements. CCM is authorized, however, to enter into any type of
investment transac-on that it deems appropriate under the terms of the Fund documents.
As of February 29, 2024, CCM managed approximately $ 1,326,331,895.40 in assets, all on a
discre-onary basis.
Michael S. Rosen is CCM’s Co-Founder and Chief Execu-ve Officer, William D. Fer-g is CCM’s Co- Founder
and CRO, and Charles E. Carnegie is CCM’s CIO and PM. Mr. Rosen, Mr. Fer-g and Mr. Carnegie are the
Managing Members of CCM and compromise the Investment and Risk CommiDee. They and various
trusts of their immediate family members are the owners of CCM.
CCM selects all Fund investments and strategies.
CCM typically does not tailor its services to the needs of individual investors, but instead manages the
Funds in accordance with CCM’s discre-onary authority. In these cases, however, it is limited as
described in Item 16.
CCM does not sponsor or manage any wrap fee programs or offer any other advisory services.