9AT: PROSPECTOR PARTNERS, LLC

other names

PROSPECTOR PARTNERS, LLC

Adviser Profile

As of Date	06/18/2025
ADV Location	GUILFORD, CT, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	14
of those in investment advisory functions	9
Registration	SEC, Approved, 07/11/2005

AUM^*	811,707,109 13%
of that, discretionary	811,707,109 13%
Private Fund GAV^*	502,547,860
Avg Account Size	115,958,158 13%
SMA’s	Yes
Private Funds	4
Contact Info	203 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$491,759,589
Fund TypeOther Private Fund	Count1	GAV$10,788,271

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MUDITA MANAGEMENT	Hedge Fund689.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund258.5m	Total Private Fund GAV948.1m	AUM1.3b	#Funds6
Adviser NICHOLAS INVESTMENT PARTNERS, L.P.	Hedge Fund309.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund28.3m	Total Private Fund GAV337.5m	AUM1.3b	#Funds3
Adviser EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC	Hedge Fund481.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund39.0m	Total Private Fund GAV520.5m	AUM783.0m	#Funds8
Adviser THE SALIENT ZARVONA ENERGY FUND GP, L.P.	Hedge Fund264.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund24.2m	Total Private Fund GAV288.7m	AUM288.7m	#Funds4
Adviser ECOFIN ADVISORS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser ROW ASSET MANAGEMENT, LLC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.9m	Total Private Fund GAV1.8b	AUM2.5b	#Funds7
Adviser PARADICE INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund157.9m	Total Private Fund GAV157.9m	AUM1.4b	#Funds5
Adviser TORTOISE CAPITAL ADVISORS, L.L.C.	Hedge Fund3.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund73.9m	Total Private Fund GAV77.1m	AUM8.4b	#Funds4
Adviser GUARDIAN CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.2b	#Funds-
Adviser DRIEHAUS CAPITAL MANAGEMENT LLC	Hedge Fund421.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund359.3m	Total Private Fund GAV780.9m	AUM19.8b	#Funds10

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker30231G102	Stock NameEXXON MOBIL CORP	$ Position$5,590,876	% Position12.00%	$ Change-60.00%	# Change-62.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$4,523,850	% Position10.00%	$ Change-86.00%	# Change-86.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$4,683,860	% Position10.00%	$ Change-54.00%	# Change-51.00%
Stck Ticker69343T107	Stock NamePJT PARTNERS INC	$ Position$4,480,960	% Position10.00%	$ Change-53.00%	# Change-50.00%
Stck Ticker743315103	Stock NamePROGRESSIVE CORP	$ Position$4,848,159	% Position10.00%	$ Change-64.00%	# Change-60.00%
Stck Ticker75513E101	Stock NameRTX CORPORATION	$ Position$4,247,544	% Position9.00%	$ Change-43.00%	# Change-48.00%
Stck Ticker008474108	Stock NameAGNICO EAGLE MINES LTD	$ Position$3,577,083	% Position8.00%	$ Change-46.00%	# Change-46.00%
Stck Ticker437076102	Stock NameHOME DEPOT INC	$ Position$3,733,141	% Position8.00%	$ Change-68.00%	# Change-63.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$2,892,120	% Position6.00%	$ Change-82.00%	# Change-86.00%
Stck Ticker74164M108	Stock NamePRIMERICA INC	$ Position$1,871,818	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

The Adviser is an investment adviser with its principal place of business in Guilford, CT. The Adviser commenced operations as an investment adviser in March, 1997 and has been registered with the SEC since July, 2005. John D. Gillespie and Kevin R. O’Brien are the principal owners of the Adviser. The Adviser provides discretionary investment management services to various institutional clients, including, but not limited to, private investment funds, a registered investment company, insurance companies, and other corporate or institutional entities. In this regard, the Adviser acts as the investment manager to the following private investment funds (collectively, the "Investment Funds"): Prospector Partners Fund, L.P. ("Partners Fund"); Prospector Partners Small Cap Fund, L.P. ("Small Cap Fund"); Prospector Turtle Fund, L.P. ("Turtle Fund"); and Prospector Summit Fund, L.P. (“Summit

Fund”). An affiliate of the Adviser serves as the general partner of Partners Fund, Small Cap Fund, Turtle Fund and Summit Fund. The Adviser provides advice to client accounts based on specific investment objectives and strategies as outlined in an investment management agreement or confidential offering memorandum in the case of the Investment Funds. Separate account clients may impose restrictions on investing in certain securities or certain types of securities. These restrictions are specified in the investment management agreement with the client. The Adviser has an affiliated adviser, Prospector Partners Asset Management, LLC (“PPAM”). PPAM serves as investment adviser to a registered investment company, Prospector Funds, Inc. As of December 31, 2023 the Adviser had $579,209,675 client assets under management, all of which was managed on a discretionary basis.

PROSPECTOR PARTNERS, LLC

Adviser Profile

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