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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 182 1.11%
of those in investment advisory functions 67 3.08%
Registration SEC, Approved, 06/02/2005
AUM* 66,159,908,769 5.28%
of that, discretionary 66,023,494,926 5.26%
Private Fund GAV* 0
Avg Account Size 18,715,674 0.96%
% High Net Worth 28.29% -17.29%
SMA’s Yes
Private Funds 0
Contact Info 704 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

75B 64B 54B 43B 32B 21B 11B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$261,993,083 % Position4.00% $ Change-16.00% # Change-5.00%
Stck Ticker808513105 Stock NameSCHWAB (CHARLES) CORP $ Position$169,778,980 % Position3.00% $ Change2.00% # Change-4.00%
Stck Ticker91324P102 Stock NameUNITEDHEALTH GROUP INC $ Position$167,379,039 % Position3.00% $ Change5.00% # Change1.00%
Stck Ticker922908363 Stock NameVANGUARD S&P 500 ETF $ Position$166,351,639 % Position3.00% $ Change-9.00% # Change-4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$138,777,013 % Position2.00% $ Change-22.00% # Change-3.00%
Stck Ticker713448108 Stock NamePEPSICO INC $ Position$108,235,745 % Position2.00% $ Change-4.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$112,792,406 % Position2.00% $ Change-20.00% # Change-8.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$138,834,804 % Position2.00% $ Change-15.00% # Change-4.00%
Stck Ticker03076C106 Stock NameAMERIPRISE FINANCIAL INC $ Position$112,166,197 % Position2.00% $ Change-14.00% # Change-6.00%
Stck Ticker032654105 Stock NameANALOG DEVICES INC $ Position$111,120,116 % Position2.00% $ Change-9.00% # Change-4.00%

Brochure Summary