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Adviser Profile

Registration status Terminated
As of Date 09/03/2019
Adviser Type - Related adviser
Number of Employees 550 -18.52%
of those in investment advisory functions 45
AUM* 0
of that, discretionary
Private Fund GAV* 0
% High Net Worth 0.45% -58.09%
SMA’s No
Private Funds 0

Client Types

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 2B 2B 2B 1B 788M 394M
2015 2016 2017 2018 2019
Discretionary
Non-discretionary

Private Funds

No private funds

Employees