Adviser Profile

AUM* 1,693,368,017 41%
of that, discretionary 1,519,482,721 48%
Number of Employees 14 8%
of those in investment advisory functions 11 57%
Private Fund GAV* 0
Avg Account Size 420,191 21%
% High Net Worth 26.31% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 868M 651M 434M 217M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date09/26/2025 Form ADV-E View Report
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date10/25/2024 Form ADV-E View Report
Accounting Firm Name GRASSI & CO., CPAS, P.C. Filing Date10/27/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$40,688,646 % Position5.00% $ Change5.00% # Change2.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$37,609,229 % Position4.00% $ Change7.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$33,815,370 % Position4.00% $ Change4.00% # Change-1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$32,128,675 % Position4.00% $ Change1.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$23,737,842 % Position3.00% $ Change-3.00% # Change1.00%
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Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$28,111,320 % Position3.00% $ Change12.00% # Change11.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$17,425,172 % Position2.00% $ Change-2.00% # Change-1.00%

Brochure Summary