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Adviser Profile

As of Date 03/28/2025
Adviser Type - Large advisory firm
Number of Employees 4 33.33%
of those in investment advisory functions 3
Registration California, Terminated, 05/22/2003
Other registrations (1)
AUM* 622,370,523 17.07%
of that, discretionary 622,370,523 17.07%
Private Fund GAV* 128,689,502 0.59%
Avg Account Size 2,402,975 12.10%
% High Net Worth 49.40% -2.93%
SMA’s Yes
Private Funds 14 2
Contact Info 512 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

555M 476M 397M 317M 238M 159M 79M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypePrivate Equity Fund Count1 GAV$8,397,853
Fund TypeReal Estate Fund Count13 GAV$120,291,649

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Brochure Summary