Overview
A. The firm and its principal owners
Christofferson, Robb & Company, LLC (“CRC”) is a Delaware limited liability company with
its principal place of business at 720 Fifth Avenue, New York, NY 10019-4107. CRC has
been registered as an Investment Adviser with the U.S. Securities and Exchange Commission
(the “SEC”) since 2002 and is principally owned by Richard Robb (the “Principal”).
B. Types of services offered
CRC offers investment advisory services and management to private funds (the “CRC Funds”)
and managed accounts (the “CRC Managed Accounts” and together with the CRC Funds, the
“CRC Clients”). The CRC Managed Account clients and the investors in the CRC Funds
include institutions and high net worth individuals and generally qualify as “accredited
investors” and “qualified purchasers.” CRC’s investment advice is based on the merits of the
securities involved and on the investment guidelines and restrictions of the CRC Clients. The
CRC Funds offer shares or interests (collectively, “shares”) pursuant to exemptions from
registration. The CRC Funds are exempted companies or limited partnerships incorporated
or registered in the Cayman Islands, except in the case of CRC Single Investor Fund X, LLC,
CRC Bond Opportunity Trading
Fund, LP and CRC Single Investor Fund XIX LLC, which
were formed in the state of Delaware, USA; and CRC CRF V Europe SCSp-RAIF, which was
organized in Luxembourg.
C. Tailoring of services
CRC provides investment advisory services to the CRC Clients subject to the terms of the
respective offering memorandum, limited partnership agreement, or investment management
agreement, as applicable (“Governing Documents”). Advice is based on CRC’s research and
expertise in the investment sectors targeted by each CRC Client.
As the investment manager, CRC selects and executes the sale and purchase of securities for
the CRC Clients, manages cash, foreign exchange, and hedging, and directs the activities of
the CRC Clients’ administrators, custodians, and prime brokers as applicable.
CRC does not tailor the advisory services provided to the CRC Funds to address the needs of
any particular investor, but the services provided to the CRC Managed Accounts are
individually negotiated with the relevant client and are reflected in the applicable Governing
Document.
D. Assets under management
CRC’s total regulatory assets under management were approximately $8.1 billion as of
December 31, 2023. All assets are managed on a discretionary basis.