| As of Date | 05/15/2026 |
| Registration | SEC, Approved, 10/04/2002 |
| ADV Location | TORONTO, Canada |
| Contact Info | 416 xxxxxxx |
| Websites |
| AUM* | 5,957,784,411 22% |
| of that, discretionary | 4,481,080,129 -3% |
| Number of Employees | 46 -2% |
| of those in investment advisory functions | 22 16% |
| Private Fund GAV* | 0 |
| Avg Account Size | 771,634 -63% |
| % High Net Worth | 3.38% -88% |
| SMA’s | Yes |
| Private Funds | 0 |
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters
- A percentage of assets under your management
- Performance-based fees
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser HUB INVESTMENT PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM11.9b | #Funds- | |
| Adviser FOSTER & WOOD, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM218.7m | #Funds- | |
| Adviser PARK PLACE CAPITAL CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM879.2m | #Funds- | |
| Adviser FIRST TRUST ADVISORS LP | Hedge Fund53.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund100.0m | Total Private Fund GAV153.0m | AUM309.2b | #Funds6 | |
| Adviser LIBERTY ONE INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.1b | #Funds1 | |
| Adviser NEBRODI PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser STANCE CAPITAL LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM354.2m | #Funds- | |
| Adviser IBN ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM508.2m | #Funds- | |
| Adviser REGIONS INVESTMENT MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM20.1b | #Funds- | |
| Adviser FIDUCIARY FIRST | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.5b | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker594918104 | Stock NameMicrosoft Corp. | $ Position$29,094,854 | % Position6.00% | $ Change2.00% | # Change0.00% |
| Stck Ticker02079K305 | Stock NameAlphabet Inc. CL A | $ Position$24,461,977 | % Position5.00% | $ Change17.00% | # Change-7.00% |
| Stck Ticker30303M102 | Stock NameMeta Platforms, Inc. | $ Position$23,906,591 | % Position5.00% | $ Change-1.00% | # Change1.00% |
| Stck Ticker11135F101 | Stock NameBroadcom Inc. | $ Position$25,487,959 | % Position5.00% | $ Change8.00% | # Change-12.00% |
| Stck Ticker09857L108 | Stock NameBooking Holdings Inc. | $ Position$16,767,975 | % Position4.00% | $ Change24.00% | # Change2813.00% |
| Stck Ticker718172109 | Stock NamePhilip Morris International Inc. | $ Position$18,715,682 | % Position4.00% | $ Change2.00% | # Change-7.00% |
| Stck Ticker73278L105 | Stock NamePool Corporation | $ Position$15,787,864 | % Position3.00% | $ Change135.00% | # Change120.00% |
| Stck Ticker571748102 | Stock NameMarsh & McLennan Cos. | $ Position$12,120,576 | % Position3.00% | $ Change-3.00% | # Change0.00% |
| Stck Ticker68902V107 | Stock NameOtis Worldwide Corp. | $ Position$13,146,906 | % Position3.00% | $ Change26.00% | # Change36.00% |
| Stck Ticker784117103 | Stock NameSEI Investments Company | $ Position$13,939,896 | % Position3.00% | $ Change13.00% | # Change0.00% |